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Brokerage Jobs in North Carolina

348 jobs

Registered Brokerage Call Center Representative Use your LinkedIn Profile to help you apply faster! Apply with LinkedIn Job ID #: 26569 Location: NC-Raleigh Functional Area: Wealth Management - Sales Employment Type: Full-Time Non-Exempt Education Required: High School Diploma Experience Required: 4 years Days and Hours: Mon - Friday 8 am - 5 pm Physical Address: 100 E. Tryon Road, Ralei...
We are currently looking for an Analyst, Brokerage Support. This role will support brokerage activities by providing financial analysis, financial reporting, tactical implementation and completing special projects as assigned in order to support quality decision making by clients and brokerage team. The ideal candidate will execute on the below job functions with a high level of quality and accura...
Position Title Analyst, Brokerage Support Auto Req ID 40394BR Job Description We are currently looking for an Analyst, Brokerage Support. This role will support brokerage activities by providing financial analysis, financial reporting, tactical implementation and completing special projects as assigned in order to support quality decision making by clients and brokerage team. The ideal candidat...
Description Leverage your systems and data analysis experience to assess the highly complex technology used by Fidelity’s retail broker to meet regulatory rule requirements. You will identify where the business may be impacted and recommend action steps for compliance. The Expertise We’re Looking For Bachelor's degree with 10+ years of relevant experience. Financial services compliance or risk...
Leverage your systems and data analysis experience to assess the highly complex technology used by Fidelity’s retail broker to meet regulatory rule requirements. You will identify where the business may be impacted and recommend action steps for compliance. The Expertise We’re Looking For Bachelor's degree with 10 years of relevant experience. Financial services compliance or risk experience is...
Key Responsibilities Implement and adhere to all, security and government policies Develop and maintain clients for retention and growth of business Develop and execute local strategy in support of Corporate strategy to meet financial goals Actively develop and support Business Development – sales activities, presentations, quotations Provide direction to subordinates through goals and object...
SUMMARY This role provides administrative support under the direct supervision of a combined team. The Brokerage Assistant will work in a fast-paced, team-oriented environment. RESPONSIBILITIES ADMINISTRATIVE Provide support to the team in technology applications, i.e., CRM, In-Design, Outlook, Word, Excel, PowerPoint, and other company supported programs. Produce timely and accurate word-proce...
Oliver Evans (18222), United States of America, Wilmington, Delaware At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy ...
Position Title Brokerage Assistant Auto Req ID 39507BR Job Description SUMMARY This role provides administrative support under the direct supervision of a combined team. The Brokerage Assistant will work in a fast-paced, team-oriented environment. RESPONSIBILITIES ADMINISTRATIVE Provide support to the team in technology applications, i.e., CRM, In-Design, Outlook, Word, Excel, PowerPoint, an...
Oliver Evans (18222), United States of America, Wilmington, Delaware At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy ...
Responsibilities may include but are not limited to: Define and Develop Health and Welfare brokerage operations product(s). Define system process workflows based on brokerage operations, and industry standards. Manage a small team of individuals that will work closely with product development, operations, sales, and the organizational readiness team. Communicate product enhancements and help r...
Investment Bank is looking for a Team Lead, Brokerage Fees & Commissions to join their team in Charlotte, NC. Responsibilities: Act as a team leader for a team that performs Brokerage Utility function for both Our Client's Securities Client (Broker Dealer) and Our Client's Securities FCM (Futures Commission Merchant) and PB (Prime Broker) and be responsible that individual team members reconcile...
Oliver Evans (18222), United States of America, Wilmington, Delaware At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy ...
Registered Brokerage Call Center Representative Use your LinkedIn Profile to help you apply faster! Apply with LinkedIn Job ID #: 26569 Location: NC-Raleigh Functional Area: Wealth Management - Sales Employment Type: Full-Time Non-Exempt Education Required: High School Diploma Experience Required: 4 years Days and Hours: Mon - Friday 8 am - 5 pm Physical Address: 100 E. Tryon Road, Ralei...
Oliver Evans (18222), United States of America, Wilmington, Delaware At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy ...
XPO provides cutting-edge supply chain solutions to the world's most successful companies, including Boeing, Disney, Ikea and The Home Depot. XPO is a leading provider of transportation and logistics services throughout the supply chain, including freight brokerage, intermodal, contract logistics, expedite, last mile and global forwarding. We're passionate about helping our customers operate effi...
Auto req ID 41260BR Posting Title Investment Brokerage Trader Business Unit BB&T Investment Services Group Address Charlotte, NC - 200 South College Street Language Fluency English Full-Time/Part-Time Full time Regular/Temporary Regular Shift 1st shift Scheduled Weekly Hours 40 Primary Purpose Facilitate the execution of securities transactions including stocks, mutual funds, Unit Investm...
Auto req ID 42435BR Posting Title Business Systems Analyst, Brokerage Systems Business Unit OPS - IT Services Group Address Charlotte, NC - 200 South College Street Language Fluency English Full-Time/Part-Time Full time Regular/Temporary Regular Shift 1st shift Scheduled Weekly Hours 40 Primary Purpose Top level technical expert with extensive business knowledge responsible for supporting...
The overall responsibility of the Freight Broker/Agent at Oak City Logistics, is to develop and manage transportation business. The Freight Broker/Agent will also act as the liaison between client, carrier and shippers. While managing the movement of the client’s goods, ensuring that they are picked up, transported and delivered on time to meet and/or exceed our client’s expectations. About Oak C...
TEST COORDINATOR Do you have Enterprise Test Lead or Test Coordinating experience? Have you ever converted any of the following systems: trust, brokerage, wealth, retirement or 401K? The Select Group is seeking a Test Coordinator for a great opportunity located in either Charlotte, NC or Minneapolis, MN. This role will not be a hands-on tester role, rather, more supervising testers and communi...