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Compliance Director Jobs in Vermont

Currently, there are no Compliance Director jobs available in Vermont which match this search. You may wish to explore similar job titles on the Business jobs in Vermont page or view related jobs below.
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Director- Compliance (Licensing and Contracting) Summary The responsibilities of this role include managing licensing and registration related functions, as well as the handling of regulatory inquiries (including customer complaint - related inquiries, sweeps, firm-based, etc.) and contribution to the Firm’s NASD Rule 3120 and SEC Rule 206(4)-7 testing. Responsibilities also include conducting i...
Director- Compliance (Licensing and Contracting) Summary The responsibilities of this role include managing licensing and registration related functions, as well as the handling of regulatory inquiries (including customer complaint - related inquiries, sweeps, firm-based, etc.) and contribution to the Firm’s NASD Rule 3120 and SEC Rule 206(4)-7 testing. Responsibilities also include conducting i...
Deputy Chief Compliance Officer, Sentinel Asset Management, Inc., Sentinel Group Funds, Inc., Sentinel Variable Products Trust, National Life Variable Products Separate Accounts Title: Deputy Chief Compliance Officer Sentinel Asset Management, Inc., Sentinel Group Funds, Inc., Sentinel Variable Products Trust, National Life Variable Products Separate Accounts Position Summary Support and assi...
Title: Deputy Chief Compliance Officer, Equity Services, Inc. Summary of Position: Support and assist the efforts of the Chief Compliance Officer (“CCO”) in the oversight of the execution and continuous improvement of the Firm’s compliance programs, which meet the requirements of FINRA and SEC Rules, including FINRA Rules 3130 and 3120, and SEC Rule 206(4)-7. Update all compliance programs as ne...
Title: Deputy Chief Compliance Officer, Equity Services, Inc. Summary of Position: Support and assist the efforts of the Chief Compliance Officer (“CCO”) in the oversight of the execution and continuous improvement of the Firm’s compliance programs, which meet the requirements of FINRA and SEC Rules, including FINRA Rules 3130 and 3120, and SEC Rule 206(4)-7. Update all compliance programs as ne...
Overview: Associate Director, Director, Home Health, Norwich, VT AtBAYADA Home Health Care, we believe that our clients and their families deserve home health care delivered with compassion, excellence, and reliability. In this dynamic environment, you will have the chance to apply your entrepreneurial and relationship-building skills and lead a caring, professional team that is instrumental in ...
Overview: Associate Director / Director, Winooski, VT, Home Care Were BAYADA Home Health Carea leading home health care companyand we believe that our clients and their families deserve home health care delivered with compassion, excellence, and reliability. In this dynamic environment, you will have the chance to apply your entrepreneurial and relationship-building skills and lead a caring, pro...
Associate Director, Director, Home Health, Norwich, VT At BAYADA Home Health Care, we believe that our clients and their families deserve home health care delivered with compassion, excellence, and reliability. In this dynamic environment, you will have the chance to apply your entrepreneurial and relationship-building skills and lead a caring, professional team that is instrumental in providing ...
Associate Director, Director, Home Health, Norwich, VT At BAYADA Home Health Care, we believe that our clients and their families deserve home health care delivered with compassion, excellence, and reliability. In this dynamic environment, you will have the chance to apply your entrepreneurial and relationship-building skills and lead a caring, professional team that is instrumental in providing ...
Associate Director / Director, Winooski, VT, Home Care We’re BAYADA Home Health Care—a leading home health care company—and we believe that our clients and their families deserve home health care delivered with compassion, excellence, and reliability. In this dynamic environment, you will have the chance to apply your entrepreneurial and relationship-building skills and lead a caring, professiona...
Associate Director / Director, Winooski, VT, Home Care We’re BAYADA Home Health Care—a leading home health care company—and we believe that our clients and their families deserve home health care delivered with compassion, excellence, and reliability. In this dynamic environment, you will have the chance to apply your entrepreneurial and relationship-building skills and lead a caring, professiona...
Overview: Associate Director, Director, Essex Junction, VT , Home Health At BAYADA Home Health Care, we believe that our clients and their families deserve home health care delivered with compassion, excellence, and reliability. In this dynamic environment, you will have the chance to apply your entrepreneurial and relationship-building skills and lead a caring, professional team that is instrum...
RN Supervisor - FT - Evening shift - Birchwood Terrace ( Job Number: 280127 ) Description RN Supervisor (RN) Evening shift IT'S SIMPLE. You want to work in a healthcare setting where you are valued and appreciated - where you receive respect from your superiors and co-workers as well as the patients/residents you treat. You want to be challenged by your job without being overwhelmed by it. You...
Job Description: Stratton Mountain Resort is seeking an experienced Lodging Director to lead the Lodging Division.An inspirational destination, Stratton is a mountain village where generations of friends and family come to experience community and culture, tradition and progression. There's a sense of connectedness, intimacy and freedom that rouses every guest who comes to ski in the winter and r...
Summary Apply online ONLY at http://bit.ly/29ZwXdn DISREGARD THE GRAY APPLY ONLINE BUTTON ABOVE AND BELOW, and apply only via the truncated link above. Please do not submit an application via tetratech.taleo.net. Thank you. Tetra Tech ARD (http://tetratechintdev.com), headquartered in Burlington, Vermont is accepting applications from qualified candidates to lead our Monitoring, Evaluation and L...
Position Summary: This position supervises less than 2 staff or is the sole Social Services employee. The Director of Social Services I plans, develops, organizes, evaluates and directs the overall operation of the Social Services department in accordance with the National Association of Social Workers (NASW) Code of Ethics and maintaining compliance with federal, state, and local guidelines and r...
A different kind of company needs a different kind of HR Professional. Gemstone Hotels Resorts is a leader in the management of complex destination and urban resorts. We operate independent "brands of one" across the country, and bring unique solutions and property positioning - not a one size fits all approach. We need a multi-property HR Director who can use their business expertise to manage th...
A different kind of company needs a different kind of HR Professional. Gemstone Hotels Resorts is a leader in the management of complex destination and urban resorts. We operate independent "brands of one" across the country, and bring unique solutions and property positioning - not a one size fits all approach. We need a multi-property HR Director who can use their business expertise to manage th...
Our Teams: Dealer.com’s teams are made up of tech-savvy and adaptable thinkers with diverse skill sets who help drive our success. Our professionals are committed to changing the way people shop for and purchase vehicles through our top-of-the-line, innovative digital marketing software solutions. The Job: The Director Divisional Controller is accountable for leading the accounting operations o...
Program Director needed for MTM's Burlington, VT location. The Program Director works in collaboration with operations, MTM support departments, and transportation providers to ensure the most appropriate and cost-effective delivery of transportation services. The Program Director also acts as the internal liaison between MTM departments and the Client to ensure MTM is fully compliant with contra...