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Compliance Officer Jobs in Dallas, Texas

64 jobs

The United States Bowling Congress (USBC) is the national governing body of bowling, as recognized by the United States Olympic Committee (USOC). We’re a membership organization that provides standardized rules, regulations, and benefits to make bowling fair and fun for everyone. USBC is seeking a Compliance Officer to ensure the timely collection of scholarship funds. This position will cross-tr...
Hospital Compliance Officer for Baylor Scott & White, White Rock & Dallas Facilities Dallas, TX Metro area Be a part of Tenet’s National Compliance Team as the Hospital Compliance Officer for Baylor Scott & White, White Rock & Dallas Facilities, Dallas Metro Area Tenet Healthcare, one of the nation’s largest investor owned hospital management companies, is seeking an experienced hospital complia...
Requisition # HMNRCOBD Requisition Title Regional Compliance Officer-Broker Dealer Location DALLAS, TX 75201 US (Primary) Position Type Full-time Career Level Experienced (Non-Manager) Education Bachelors Degree or Equivalent Travel Relocation Offered No Position Description Regional Compliance Officer-Broker Dealer -In accordance with the rules and regulations of Horace Mann Inves...
This position is responsible for providing compliance surveillance to branches and home office business units. In addition, the position may support employee trade reviews, advertising, annual compliance meetings, customer complaints, electronic communications and other projects as assigned by departmental management personnel. This position requires travel to branch locations. Conduct compliance...
Job Description: Position Overview: The Compliance Officer acts as the focal point for compliance activities. This position plans, implements and monitors the compliance program to detect and prevent unethical, illegal or other conduct not complying with organization policy or compliance standards/procedures. The Compliance Manager is responsible for maintaining and expanding visibility for the c...
About Citi Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and w...
As part of the global compliance team based in Irving, TX, the Compliance Officer will provide compliance support primarily to the Irving and USA Archon offices, while working closely with global compliance officers on various global projects and policies and procedures. The role aims to support and facilitate Archon’s business to be conducted and supervised in compliance with applicable laws, reg...
Overview: Assist the Co-CCOs with the development and management of Hilltop Securities’ compliance program. Responsibilities: To monitor Email System to ensure supervisors are reviewing e-mails on a timely basis; To conduct daily and as needed reviews of inventory account activity designed to complement reviews conducted at the supervisor level and refer any noted deficiencies to the applicable...
The individual will develop the overall compliance plan for the company. Finding and identifying areas to focus for immediate impact and improvement, keeping the long-term goals in sight. Develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program and its related activities to prevent illegal, unethical, or improper conduct. Manage day-to-day...
Job Description: Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services,...
Job Description: Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services,...
Job Description: About CitiCiti, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction...
Job Description: About CitiCiti, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction...
About Citi Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and w...
About Citi Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and w...
About Citi Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and w...
A business unit compliance officer (“BUCO”) is responsible for directing, leading and operating the First Line of Defense’s Operating Group Compliance Program (“OGCP”). The BUCO Delegate is appointed by the BUCO and tasked with carrying out the BUCO duties. An OGCP is the system of policies, processes and controls established by the First Line of Defence to achieve and sustain its risk-based comp...
Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth manage...
About Citi Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and w...
Manage and execute AML Pre-Completion Testing. The Anti-Money Laundering Pre-Completion Compliance Testing Officer is responsible for overseeing the AML Pre-Completion Testing program to validate evidence of project completion. This position identifies key risks and control points related to the projects under review and ensures appropriate testing of those key risks and control points, reports t...