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Compliance Officer Jobs in New Jersey

156 jobs

POSITION:Chief Compliance Officer DEPARTMENT:Executive REPORTS TO:Chief Executive Officer STATUS:Exempt JOB SUMMARY:Oversees adherence of Hanlon’s policies and procedures to federal and state laws and regulations by performing the following duties. JOB RESPONSIBILITIES: Examines Hanlon’s policies, procedures, and practices to ensure compliance with laws and regulations. Stays abreast of cha...
General Counsel/Chief Compliance Officer Asset management company that focuses exclusively on managing equity portfolios for institutional clients is seeking General Counsel for their North Jersey office. Strategies offered by the firm include long equity, defensive equity, 130-30, market neutral long-short, and hedge portfolios. Company manages assets for a prestigious global roster of corporate...
PHARMSCRIPT (www.pharmscript.com) ABOUT US The unique principles upon which Pharmscript was founded were based on years of invaluable experience in the long-term care industry. Comprised of a reputable and experienced management team, Pharmscript is geared toward providing the ultimate pharmacy experience utilizing cutting-edge technology, impeccable customer service, and assisting facilities in...
Title: Compliance Officer Role supporting Retail Card Services - Credit Cards Duration: 1 year, possible extension Location: role to be based out of Mahwah, NJ Selection: will be phone interviewing first, then face to face Must Have: credit card space exposure regulatory experience (preferably within Credit Card space) attention o detail MS Suites comfortable with internal research and w...
Description: The Chief Compliance Officer (CCO) of RWJ Barnabas Health (the System) oversees the Corporate Compliance Program, which establishes and maintains a culture of compliance and reviews and evaluates compliance issues/concerns within the System. The position ensures that the System, including its Board of Directors, management, employees, and other parties with whom it does business, are...
Vice President-Senior AML Compliance Officer- AML Monitoring Markets-16007665 Description Citi’s Global AML Monitoring Team develops, maintains, and implements enterprise wide standards and strategies to strengthen and enhance the Bank’s Global AML Monitoring program. The team provides guidance to AML officers and their business partners globally in all matters affecting the program and works cl...
Compliance Officer- Information Barrier Surveillance Analyst-16046890 Description About Citi Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit,...
Senior Compliance Officer - AML KYC - Policy and Standards-16046896 Description • Develop AML compliance policy and guidelines, and provide support to the business units including in developing action plans to improve AML-related activities • Liaising with Compliance and Business Technology teams to implement changes for business units in interim state and in CitiKYC • Liaising with business l...
Senior Compliance Officer – ICG AML Advisory - Markets & Securities Services and Corporate and Investment Banking-16023312 Description About Citi: Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial product...
Senior Compliance Officer - AML Advisory (ICG) Institutional Markets-16047299 Description • Liaise with the businesses with the assessment of risks, development of policies, procedures, implementation of firm AML policy, and appropriate governance/MIS mechanisms. • Build relationships with and provide guidance to AML functional units that help support the MSS program (e.g. Financial Intelligenc...
Senior Compliance Officer- AML Training Coordinator-15085593 Description Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and invest...
Senior Compliance Officer-GIU Investigations Team Lead-16043911 Description The Senior Analyst/Supervisor may be responsible for reviewing the customer case container, conducting research, documenting the investigations, and providing initial recommendations and dispositions with supporting reasons for the dispositions. The Senior Analyst/Supervisor will review the work of other Analysts and Se...
Senior Compliance Officer - GIU AML Investigations-16043917 Description Senior Vice Presidents (SVP) are assigned as senior analysts in the GIU investigative unit and are expected to operate at a higher level within the group. SVPs bring a skill set that includes a certain expertise, years of experience and the ability to manage and resolve complex issues, sophisticated problems and lead GIU pr...
Senior Compliance Officer - AML GIU Triage & Case Utility Team Lead-16043892 Description This Team Lead will oversee two specific functional areas; first, the team that is in place to determine whether case referrals are appropriate GIU matters and then to conduct assessments of those matters and determine whether a full investigation of the customer is warranted. Second, a team in place that co...
Compliance Officer - Global AML Policy-16035264 Description About Citi Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investm...
Sr. Compliance Officer-GIU Quality Assurance/MCA Manager-16044220 Description The primary responsibilities of the GIU Quality Assurance/MCA Manager is to provide the GIU Global Head and Management team with an independent assessment of the level and quality of GIU work products and to provide observations and recommendations for improvement. This position oversees a global program that follows G...
Compliance Officer- Treasury & Trade Solutions (TTS) Cash-16049781 Description About Citi Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, co...
Senior Vice President-Senior Compliance Officer - AML Monitoring - Projects-16040849 Description Citi’s Global AML Monitoring Team develops, maintains, and implements enterprise wide standards and strategies to strengthen and enhance the Bank’s Global AML Monitoring program. The team provides guidance to AML officers and their business partners globally in all matters affecting the program and w...
Compliance Officer- Testing Program Management-16020884 Description The Compliance Testing Program Management Group manages the methodology of the test plan, interaction with regulators and auditors, quality of the testing product, and training of the testing groups. • Establish and maintain the methodology for linking the test plan to its various inputs, mainly including the risk assessment re...
Senior Compliance Officer-Testing, Data Mining-PMO-16021980 Description The Compliance Testing Data Mining (“DM”) Group focuses on providing forensic data mining and system and data assurance capabilities using an integrated operating model of data visualizations, automated testing, and continuous monitoring functions. These capabilities are globally applied to test against potential compliance ...