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Compliance Officer Jobs

1000+ jobs

POSITION:Chief Compliance Officer DEPARTMENT:Executive REPORTS TO:Chief Executive Officer STATUS:Exempt JOB SUMMARY:Oversees adherence of Hanlon’s policies and procedures to federal and state laws and regulations by performing the following duties. JOB RESPONSIBILITIES: Examines Hanlon’s policies, procedures, and practices to ensure compliance with laws and regulations. Stays abreast of cha...
STAFF ACCOUNTANT Full Time, Salary $1,603.24 - $2,046.19 bi-weekly with excellent benefits. The City of Wasco is seeking qualified candidates for the position of Staff Accountant. The fundamental reason this classification exists is to perform a variety of professional accounting work related to the preparation and maintenance of public sector accounting and financial reporting records, financial...
The Senior Mortgage Compliance Officer (SMCO) will be responsible for managing the mortgage division compliance program, and will report to the President/CEO of the Mortgage Division with a dotted line to the Chief Compliance Officer. The successful candidate will enhance and communicate the state of the mortgage division's compliance with federal banking laws and regulations, state banking laws a...
Position Description Senior Compliance Officer Firm: Pacific Current Group Pacific Current Group (“PAC”) is a global multi-boutique asset management group dedicated to identifying and partnering with the brightest boutique investment managers poised for success.We invest in outstanding investment teams that lead businesses with significant growth potential. We resource companies undertaking gro...
Join California’s 7th largest Commercial Bank. We are looking for outstanding people to join on our winning team. We reached our current strength because our employees, customers, and shareholders believe in the same fundamental goals: Delivering a wide variety of financial services with a superior customer service guarantee. Westamerica Bank is a 130 year old community bank with $4.9 billion in ...
Under limited direction, the Deposit Compliance Officer supports the deposit compliance program for the Bank, which includes but is not limited to: assisting in the execution of an oversight and monitoring program and risk assessment process, preparation of compliance-related communications, training, policies and procedures, committee and management reports, and advising on new product developmen...
Washington State University College/Area Finance and Administration, Public Services Department Police Department Position Number 90530 Work Location Pullman Summary of Duties The Washington State University Fire and Safety Compliance Officer is responsible for the review of new and remodeling construction plans for fire code and safety compliance. This position is also responsible for super...
Our client is a $3B+ hedge fund based in Boston, MA. This role will oversee all compliance and legal matters for the firm. Client Details Our client is a $3B+ hedge fund based in Boston, MA. Description The Chief Compliance Officer & General Counsel will oversee all legal and compliance matters for the firm. Profile The ideal candidates profile will include: Juris Doctor 10+ years in hedge...
General Counsel/Chief Compliance Officer Asset management company that focuses exclusively on managing equity portfolios for institutional clients is seeking General Counsel for their North Jersey office. Strategies offered by the firm include long equity, defensive equity, 130-30, market neutral long-short, and hedge portfolios. Company manages assets for a prestigious global roster of corporate...
Hedge Fund Compliance Officer role at an established international firm. The role will be based in Miami, Florida. Client Details Independent investment manager with offices in several countries. The firm has been established for over fifteen years. Description Duties will include: Providing advice and guidance to the business Identification of forthcoming regulatory developments Testing an...
PHARMSCRIPT (www.pharmscript.com) ABOUT US The unique principles upon which Pharmscript was founded were based on years of invaluable experience in the long-term care industry. Comprised of a reputable and experienced management team, Pharmscript is geared toward providing the ultimate pharmacy experience utilizing cutting-edge technology, impeccable customer service, and assisting facilities in...
HUMAN RESOURCES COMPLIANCE OFFICER ​ ABOUT US - Company Overview 24-7 Intouch has over 12 years of experience delivering customized multichannel engagement to Fortune 500 companies. As an organization focused on offering the best people and technology, we are committed to process improvement and leveraging valuable consumer insights to increase first contact resolution, customer satisfaction, a...
Corporate office for large company has an opening for Auditing and Compliance Officer with SOC 2 expereince. Qualified candidates will have a minimum of 5 years experience with SOC 2 audits and/or compliance. This is not a contract position-it is a direct hire. Candidates with strong SOC 2 experience, but without certification will be considered but Certified Information Systems Auditor is preferr...
GET TO KNOW ALORICA. Alorica is one of the biggest companies you’ve never heard of. We only do one thing – make lives better, one interaction at a time. We’re a global leader in customer service and experience, serving the world’s biggest brands with over 90,000 employees in more than 100 locations around globe. Working at Alorica means having the freedom to explore all kinds of career opportuni...
Title: Compliance Officer Role supporting Retail Card Services - Credit Cards Duration: 1 year, possible extension Location: role to be based out of Mahwah, NJ Selection: will be phone interviewing first, then face to face Must Have: credit card space exposure regulatory experience (preferably within Credit Card space) attention o detail MS Suites comfortable with internal research and w...
Tracking Code 7428 Job Description PATH is an international organization that drives transformative innovation to save lives and improve health, especially among women and children. We accelerate innovation across five platforms-vaccines, drugs, diagnostics, devices, and system and service innovations-that harness our entrepreneurial insight, scientific and public health expertise, and passion for...
This colleague is responsible for assisting the PCS Unit with lending-related compliance issues. Identifies risks and internal control weaknesses. Ensures that all loans are in compliance with company policies and procedures and state/federal regulatory guidelines. Assists in the development and maintenance of Quality Control (QC) program. In addition to the responsibilities mentioned above, this...
The United States Bowling Congress (USBC) is the national governing body of bowling, as recognized by the United States Olympic Committee (USOC). We’re a membership organization that provides standardized rules, regulations, and benefits to make bowling fair and fun for everyone. USBC is seeking a Compliance Officer to ensure the timely collection of scholarship funds. This position will cross-tr...
Company Confidential
Oakland-based RIA/Broker-Dealer is seeking a Chief Compliance Officer. The position would require being on-site 3 days per week while allowing a work from home arrangement the remaining 2 days if desired. RESPONSIBILITIES: · Provide strategic advice on compliance and regulatory matters primarily related to the firm’s investment advisory and broker-dealer businesses · Design, develop and impleme...
BSA / Compliance Officer Columbus Metro Federal Credit Union is currently seeking an experienced BSA / Compliance Officer to join our team in Columbus, OH. Job Summary: A fantastic opportunity for an experienced Risk Management and Compliance Professional! Columbus Metro Federal Credit Union is seeking a self-starter who is collaborative, analytical, and member-driven to join our Risk Manageme...