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Legal And Compliance Jobs

Currently, there are no Legal And Compliance jobs available which match this search. You may wish to explore similar job titles on the Quality Assurance jobs page or view related jobs below.
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5+ years of BA experience with legal, compliance or risk experience. Financial Services experience is preferred. Required Skills: • Experience in a cross-functional Agile team with day to day activities identified and prioritized • Analyze and develop requirements/specifications addressing business functions and workflows • Build projects and acceptance tests around collected requirements and ...
RESPONSIBILITIES: Kforce has a client in Wilmington, Delaware (DE) that is seeking a Compliance / Legal Specialist. This is an opportunity to work for a well respected firm that is growing. The team is part of wealth and institutional banking division and focuses on client on-boarding and remediation. Summary: This role will be an introduction to one of the hottest fields in banking / financial...
Special Counsel is hiring a Legal and Compliance Specialist for a job in Philadelphia, PA. Under the supervision of the Legal and Compliance management team, the Legal and Compliance Specialist performs a range of substantive duties. Job Duties: • Prepare drafts of variable insurance product documents for review • Coordinate efforts among staff, internal business unit clients, other parties and...
Location: Austin, TX Compliance Analyst (or Senior) Responsibilities Responsible for supporting and assisting the regulatory compliance manager in implementing, coordinating, and monitoring EON’s North American Electric Reliability Corporation (NERC) and Independent System Operator (ISO) compliance programs. Maintain technical knowledge of all applicable NERC Reliability Standards, regional st...
*JPMorgan Chase & Co*. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, and asset management. The Legal Department of JPMorgan Chase & Co is responsible for providing legal ...
JPMorgan Chase & Co . (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consu...
Legal Finance Operations Associate - Legal Finance Audit - Corporate Sector (Jersey City or NY)-160021764 Job Description JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction proce...
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, and asset management. The Legal Department of JPMorgan Chase & Co is responsible for providing legal se...
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.4 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing and asset management. JPMorgan Chase is seeking an attorney experienced in commercial lending to join...
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Legal Department of JPMorgan Chase & Co. (JPMC) is responsibl...
Ou Our client is looking for a Compliance Project Analyst who will provide critical analytical and administrative support to a team of compliance attorneys. S/he will be responsible for coordinating compliance monitoring and overseeing the preparation of compliance reports. This will include managing and manipulating databases and working closely with attorneys on the team to monitor the company's...
LOB Job Description: This position is to provide compliance support to the Managed Solutions Group (MSG) within the Global Wealth and Investment Management (GWIM) unit of Bank of America. The role will primarily support the Global Funds unit within MSG, which is responsible for ongoing product and platform management of U.S. and international third-party mutual funds and exchange-traded products ...
LOB Job Description: This position is to provide compliance support to the Managed Solutions Group (MSG) within the Global Wealth and Investment Management (GWIM) unit of Bank of America. The role will primarily support the Global Funds unit within MSG, which is responsible for ongoing product and platform management of U.S. and international third-party mutual funds and exchange-traded products ...
LOB Job Description: This position is to provide compliance support to the Managed Solutions Group (MSG) within the Global Wealth and Investment Management (GWIM) unit of Bank of America. The role will primarily support the Global Funds unit within MSG, which is responsible for ongoing product and platform management of U.S. and international third-party mutual funds and exchange-traded products ...
Interactive Brokers (“IB”) is the largest U.S. broker, measured by trades, offering direct-access electronic trade execution and clearing for active traders, institutional investors, financial advisors and introducing brokers. IB serves more than 330 thousand customers in trading securities, commodities and foreign exchange in 23 currencies on over 100 market centers in 24 countries around the wor...
Key Responsibilities: Respond as a service team member to calls and written requests on compliance and legal subject matters Provide branches with friendly support and reliable solutions Review of fiduciary documents and transactions involving fiduciaries Rule 407/3050 letter processing Political Contribution Review and Reconciliation _cc_ 8210ad05 _cn_ Edward Jones _rfc_ 169ccc5859e39838377bfc3b8...
Corporate Business Services Contracts & Administration Fairfax, VA or Richmond, VA or Minneapolis, MN Job Description: ICF International is seeking an experienced Contracts Negotiator to manage the contracts in a growing and dynamic division with a portfolio that has predominantly Commercial contracts for digital services such as technology implementations and hosting/managed services. The ide...
Compliance Analyst/Associate – Legal & Compliance Employer: Blackstone Firm Overview: Blackstone is one of the world’s leading investment firms. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our asset...
The Human Resources Department supports the mission and vision of the AANA by providing the AANA with Human Resources programs, policies, and counsel that: attract, retain, develop, and engage a qualified workforce; adhere to legal requirements and protect both the AANA and its employees from unfair practices; and provide management with the tools and guidance needed to effectively manage and deve...
Description: At Optum, we are focused on doing things that have not been done yet; helping improve lives in ways that were unthinkable until we thought of them. Do you enjoy working with an elite team, empowered to do your best? If so, please consider this your opportunity to see your ideas come to life. Optum is known for its innovative approach to health care. Widely regarded as innovators and ...