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Legal Compliance Jobs

1000+ jobs

Financial Services firms seek to hire an Administrative Assistant to support the firm's legal team. Duties will include full administrative coverage including answering phones, calendar management, travel, expense reports, and other standard administrative responsibilities. In addition, this person will assist with processing legal invoices, proofreading documents, updating filing systems, composi...
Job Title: Legal & Compliance Multi-Asset Investing Business Unit: Blackstone Legal & Compliance Title: Associate Location: New York, NY Firm Overview: Blackstone is one of the worlds leading investment firms. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary peo...
Job Description: Our client, a Venture Capital Firm with over $26 billion in combined assets, is actively seeking a Legal and Compliance Assistant. This dynamic company is known as a global leader in technology investing and uses its industry expertise to support cutting-edge tech ventures. The Legal and Compliance Assistant will support the firm’s Chief Compliance Officer and legal team by takin...
Compliance Analyst/Associate – Legal & Compliance Employer: Blackstone Firm Overview: Blackstone is one of the world’s leading investment firms. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our asset...
As a Compliance Manager with MMC Securities LLC, a FINRA broker-dealer, SEC registered investment adviser and NFA member, and a wholly owned subsidiary of Marsh & McLennan, you will be responsible for implementing the firm's policies, procedures and practices for compliance with all applicable laws and regulations. This position reports to the MMC Securities Chief Compliance Officer and the incumb...
Position Summary: The Legal & Compliance Department Manager will play an integral role in the support of the Kaplan, Inc. Legal & Compliance Department by performing compliance, corporate governance, project management, and research and analysis functions, along with critical administrative and organizational tasks. The candidate will also play an important part in providing a high level of admin...
Position Summary: The Legal & Compliance Department Manager will play an integral role in the support of the Kaplan, Inc. Legal & Compliance Department by performing compliance, corporate governance, project management, and research and analysis functions, along with critical administrative and organizational tasks. The candidate will also play an important part in providing a high level of admin...
SolarCity employees are driven by our mission to provide clean energy to families across the U.S. and inspired to truly save the planet – one home or business at a time. Beyond a welcoming atmosphere, SolarCity employees also work together to create an extremely positive and inspiring culture that brings in top talent, keeps drive and motivation high, and makes everyone excited to come to work eac...
Job Summary: The Legal & Compliance Counsel - Latin America will assist the SVP & General Counsel in managing all legal and compliance matters pertaining to medical device subsidiaries operations in South and Latin America, including advising on applicable laws and regulations, contract negotiations and drafting, and management of the Company's Corporate Compliance Program. Under the direction of...
Summary Assists with church with closings and construction draws as well as monthly and annual audits on existing bond issues while storing documentation into our imaging system. Essential Duties and Responsibilities include the following: Set up new bond issues Monitor documents for mortgage closings; Track and process construction draws; Track and pay brokerage; Perform annual audits Inte...
Visa Inc. is a global payments technology company that connects consumers, businesses, financial institutions and governments in more than 200 countries and territories, enabling them to use digital currency instead of cash and checks. Visa does not issue cards, extend credit or set rates and fees for consumers. Visa’s innovations enable its bank customers to offer consumers choices: Pay now with...
Overview The Principal Legal Compliance Officer will support the integrity and efficiency of the organization’s operations, and compliance with U.S., local, and international laws. He/she will liaise (as needed) with various MSH Offices, Technical Programs, Projects, and third parties worldwide. He/she will support the development, implementation, enhancement, and revision of a Corporate Complian...
The Legal & Compliance (L&C) team oversees BlackRock’s compliance with applicable laws and rules, and is responsible for, among other things, establishing legal and compliance policies and procedures that meet applicable regulatory requirements and testing the operative effectiveness of those policies and procedures; overseeing all regulatory matters; coordinating all litigation and legal proceedi...
The Director, Compliance supports Discovery’s compliance program around the world. This position will lead the day-to-day compliance program, under the supervision of the SVP- Compliance and Employment Legal. This role will partner closely with the entire Legal team, Internal Audit, and Finance partners. The role has one direct report, a paralegal who supports the global compliance program. 1. Le...
MPF Policy and Legal Compliance Associate The Federal Home Loan Bank’s Mortgage Partnership Finance (MPF) program promotes access to the secondary residential mortgage market for small and mid-sized financial institutions. The Federal Home loan Bank of Chicago’s MPF Policy and Legal Compliance Department is looking for a motivated individual to provide support for residential mortgage policy deve...
MPF Policy and Legal Compliance Associate The Federal Home Loan Bank’s Mortgage Partnership Finance (MPF) program promotes access to the secondary residential mortgage market for small and mid-sized financial institutions. The Federal Home loan Bank of Chicago’s MPF Policy and Legal Compliance Department is looking for a motivated individual to provide support for residential mortgage policy deve...
BlackRock - Legal amp; Compliance Administrative Assistant, Contractor-161316 BlackRock is one of the world’s preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. BlackRock offers a range of solutions — from rigorous fundamental and quantitative acti...
Please E-MAIL YOUR RESUME, ASAP, in confidence, to ---> ***** & if qualified, call me ASAP 212-279-7777... Steve N, Mon-Fri 7am-6pm ASSOCIATE COUNSEL... IN-HOUSE LEGAL COMPLIANCE ... with 5+ YEARS of Experience in Asset Management This is a top-rated, Global, NY-based... INVESTMENT MANAGEMENT FIRM -- You have complete knowledge of the Mutual Fund Industry and Securities Law...
Legal & Compliance Coordinator-21993 Description Join National Heritage Academies (NHA) as a legal and compliance coordinator. The legal and compliance coordinator will report directly to the director of legal and compliance and will be responsible for conducting research, developing recommendations regarding operational and student services issues, compliance tracking, monitoring and reporting,...
Please E-MAIL YOUR RESUME, ASAP, in confidence, to ---> ***** & if qualified, call me ASAP 212-279-7777... Steve N, Mon-Fri 7am-6pm ASSOCIATE COUNSEL... IN-HOUSE LEGAL COMPLIANCE ... with 5+ YEARS of Experience in Asset Management -- This is a top-rated Global, NY-based... INVESTMENT MANAGEMENT FIRM -- You possess complete knowledge of the Mutual Fund Industry and Securitie...