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Registered Client Associate Jobs in Oregon

10 jobs

What is the opportunity? As a Senior Registered Client Associate with RBC Wealth Management you will be responsible for providing administrative and operational support to one or more Financial Advisors (FA) and/or the Branch Director. Your responsibilities will include assisting clients, researching problems, processing account forms, maintaining account records, and preparing client corresponde...
**Registered Client Associate,Lake Oswego, OR** **Description** The Client Associate \(CA\) role is a sales support position, typically providing dedicated operational and sales support to multiple Financial Advisors \(FA's\)\. Incumbents may also on a regular basis support office initiatives, in addition to the businesses of particular FA's\. For established clients, the CA will often serve as ...
DescriptionThe Client Associate (CA) role is a sales support position, typically providing dedicated operational and sales support to multiple Financial Advisors (FA's). Incumbents may also on a regular basis support office initiatives, in addition to the businesses of particular FA's. For established clients, the CA will often serve as the most frequent point of contact with Merrill Lynch. Fully ...
DescriptionThe Client Associate (CA) role is a sales support position, typically providing dedicated operational and sales support to multiple Financial Advisors (FA's). Incumbents may also on a regular basis support office initiatives, in addition to the businesses of particular FA's. For established clients, the CA will often serve as the most frequent point of contact with Merrill Lynch. Fully ...
The Client Associate (CA) role is a sales support position, typically providing dedicated operational and sales support to multiple Financial Advisors (FA's). Incumbents may also on a regular basis support office initiatives, in addition to the businesses of particular FA's. For established clients, the CA will often serve as the most frequent point of contact with Merrill Lynch. Fully registered ...
Description Business Overview Merrill Lynch Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals and businesses. With 10,869 Financial Advisors and %241.9 trillion in client balances as of December 31, 2015, Merrill Lynch is among the largest businesses of its kind in the world. Merrill Lynch Wealth Management specialize...
Provide operational and administrative support for an assigned group of Financial Advisers (FAs) within the Fixed Income Capital Markets department. Support trading and operational areas as needed. The position is required to maintain a high degree of confidentiality with respect to client, FA, branch, department and company information. Qualifications: (Including specific Education and License ...
What is the opportunity? As a Senior Registered Client Associate with RBC Wealth Management you will be responsible for providing administrative and operational support to one or more Financial Advisors (FA) and/or the Branch Director. Your responsibilities will include assisting clients, researching problems, processing account forms, maintaining account records, and preparing client corresponde...
What is the opportunity? As a Senior Registered Client Associate with RBC Wealth Management you will be responsible for providing administrative and operational support to one or more Financial Advisors (FA) and/or the Branch Director. Your responsibilities will include assisting clients, researching problems, processing account forms, maintaining account records, and preparing client corresponde...
Responsible for performing delegated supervisory functions for the assigned region. Provide sales supervision support to Region Sales Manager (RM), Financial Advisor (FA), and Registered Client Associates (RCAs) on a delegated basis. Works closely with regional partners, RM, Region Administration Manager (RAM) and Central Principal (CP) on the assigned region’s adherence to FINRA, SEC, MSRB, OCC, ...