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Regulations Compliance Associate Jobs in Massachusetts

Currently, there are no Regulations Compliance Associate jobs available in Massachusetts which match this search. You may wish to explore similar job titles on the Legal jobs in Massachusetts page or view related jobs below.
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We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Regulatory Coordinator opening in Boston, MA . To be considered for this position, please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: Regulatory Coordinators monitor and evaluate the financ...
Examiner - Member Regulation, Sales Practice - Boston, MA( Job Number: 005048) Description We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Examiner opening in Boston, MA. To be considered for this position, please submit your resume through our careers site-no phone calls, please. Job Summary: The Examiner is responsible for identifying risk...
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Examiner opening in Boston, MA . To be considered for this position, please submit your resume through our careers site-no phone calls, please. Job Summary: The Examiner is responsible for identifying risks, developing regulatory strategies to address those risks and works with teams to achieve th...
Examiner - Member Regulation, Sales Practice - Boston, MA(Job Number: 005048) Description We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Examiner opening in Boston, MA. To be considered for this position, please submit your resume through our careers site-no phone calls, please. Job Summary: The Examiner is responsible for identifying risks, ...
About the Position: The Gas Instructor will be a part of the Technical Learning & Development team and design, develop, and deliver National Grid’s technical training programs. You will provide analysis, training program design & development, implementation, training evaluation, and additional learning support. You will be part of a team focusing on fostering and delivering high quality learning...
CyberCoders Search. Apply. Done. Learn more about CyberCoders SW Compliance Engineer - IEC62304 Compliance Apply Burlington, MA Full-Time $120,000 - $140,000 Job Details If you are a SW Compliance Engineer - IEC62304 - with experience, please read on! Top Reasons to Work with Us Our outstanding stable global company is based just outside hot medical area of Boston and in Burlington, MA a...
CyberCoders Search. Apply. Done. Learn more about CyberCoders Compliance Engineer - IEC62304 Compliance Apply Burlington, MA Full-Time $120,000 - $150,000 Job Details If you are a Compliance Engineer - IEC62304 - with experience, please read on! Top Reasons to Work with Us Our outstanding stable global company is based just outside hot medical area of Boston and in Burlington, MA area. W...
SR. DEFENSE TRADE LICENSING & COMPLIANCE ANLAYST Senior level position that is primarily responsible for defense trade licensing and compliance within FLIR’s Global Trade Compliance function. Ensures that the company maintains full compliance with the U.S. International Traffic in Arms Regulations (ITAR) and with associated State Department directives, guidelines and practices. Supports multiple ...
Outstanding compliance role for registeredvtop tier financial client in Waltham ! Supporting the development of our supervisory control system and auditing this system in accordance with regulatory obligations Conducting pretesting interviews with the staff and reviewing policies and procedures in an effort to identify potential risks to the firm Testing and verifying that written supervisory a...
Business Analyst is needed with AML (Anti-money Laundering) Compliance and intermediate PL/SQL experience. NORKOM software experience is ideal, but will consider anyone with other AML software background. This role will be assisting in the analysis and redesign of bank processes and operations with the aim to reduce compliance risk and detect opportunities for improvement. Requirements: Four (4)...
Reporting to the University's Associate Vice President for Research Compliance, the Director will work closely with key stakeholders across the University to ensure compliance with healthcare laws and regulations that govern their activities and serve as the University's HIPAA Privacy Officer. This includes the oversight and coordination of compliance with HIPAA and related laws, including federal...
Associate Biological Safety Officer Environmental Health and Safety General Statement of Duties: Under direction of the Biosafety Safety Services Manager/Biosafety Officer, or other person designated by the Executive Director EH&S, provides operational and educational services related to the implementation of a comprehensive biological safety program and provides communication and coordination ...
Title: Associate Clinical Operations Lead Location: Cambridge, MA Duration: 12 Months Job details: Under the direction of the Clinical Operations Leads, the Contract Associate Clinical Operations Lead is responsible for the successful oversight and management of clinical trial execution. Manages multiple aspects of the study, ensuring timely and high quality completion of study deliverables. E...
CyberCoders Search. Apply. Done. Learn more about CyberCoders Sr Tax Associate Apply Waltham, MA Full-Time $60,000 - $90,000 Job Details If you are a Sr Tax Associate with experience, please read on! Top Reasons to Work with Us Located in Waltham, MA, we are a firm that prioritizes personal and professionals growth to our associate. Our people are our most valuable asset. We provide unli...
As the Financial Institution Regulatory Compliance Senior Associate, you will work with clients of the firm and use your knowledge, expertise, and talent to provide value added consulting services to our financial institution clientele. The consulting engagements you will take part in will allow you to perform regulatory and Bank Secrecy Act/ Anti-Money Laundering compliance reviews. At RSM, we u...
Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success. Our promise to maintain an environment where every employee feels valued and able to meet their full potential infuses our company va...
Compliance Associate-1603698 Description Based in Boston, Massachusetts, the role of Compliance Associate, General Account Investments and Private Markets Compliance, will be responsible for providing compliance support to John Hancock’s General Account and Manulife Asset Management Private Markets’ US investment advisory activities conducted through Hancock Capital Investment Management, LLC, a...
Auto req ID 39609BR Business Title Associate Director for Research Policy and Compliance School/Unit Faculty of Arts and Sciences Sub-Unit ------------ Location USA - MA - Cambridge Job Function General Administration Time Status Full-time Schedule Monday through Friday, 9am-5pm Department Stem Cell & Regenerative Biology Salary Grade 059 Union 00 - Non Union, Exempt or Temporary Duties...
Department Overview The Compliance Reporting Services (CRS) department within WSS is responsible for completing post-trade compliance reporting and analysis of all client and adviser holdings and transactions to ensure compliance with the respective client's guidelines or prospectus/statements of additional information. The CRS team also liaises directly with both clients and advisers, assisting ...
Based in Boston, Massachusetts, the role of Compliance Associate, General Account Investments and Private Markets Compliance, will be responsible for providing compliance support to John Hancock’s General Account and Manulife Asset Management Private Markets’ US investment advisory activities conducted through Hancock Capital Investment Management, LLC, and ("HCIM"). HCIM is a registered investmen...