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Regulatory Officer Jobs

17 jobs

Regulatory Officer Type: Full-Time Office Based Location: Houston, TX Apply to ***** About Pharm-Olam International: Pharm-Olam International is a mid-size Contract Research Organization (CRO) that has a massive global reach, then look no further, because Pharm-Olam International offers all of this and more. We are a company that strives to deliver cost-effective, quick-to-market ...
Overview: Hilltop Securities Inc. is one of the country's largest diversified investment banks, delivering expertise and insight to clients across varied industry specialties including: Public sector entities in Public Finance Individual and institutional investors in Capital Markets Middle-market businesses in Corporate Finance Broker-Dealers and Investment Advisors in Clearing Services We a...
The Bank Holding Company’s (BHC) IT Governance Team is responsible for overseeing enterprise-wide IT governance compliance pertaining to the BHC and its programs such as committee governance, policy governance, regulatory change management, US bank regulatory interactions, management reporting and issue management. This role will involve the management of certain complex firm-wide BHC governance ...
Overview: Hilltop Securities Inc. is one of the country's largest diversified investment banks, delivering expertise and insight to clients across varied industry specialties including: Public sector entities in Public Finance Individual and institutional investors in Capital Markets Middle-market businesses in Corporate Finance Broker-Dealers and Investment Advisors in Clearing Services We are ...
Overview: Hilltop Securities Inc. is one of the country's largest diversified investment banks, delivering expertise and insight to clients across varied industry specialties including: Public sector entities in Public Finance Individual and institutional investors in Capital Markets Middle-market businesses in Corporate Finance Broker-Dealers and Investment Advisors in Clearing Services We are ...
Overview: Hilltop Securities Inc. is one of the country's largest diversified investment banks, delivering expertise and insight to clients across varied industry specialties including: Public sector entities in Public Finance Individual and institutional investors in Capital Markets Middle-market businesses in Corporate Finance Broker-Dealers and Investment Advisors in Clearing Services We are ...
Overview: Hilltop Securities Inc. is one of the country's largest diversified investment banks, delivering expertise and insight to clients across varied industry specialties including: Public sector entities in Public Finance Individual and institutional investors in Capital Markets Middle-market businesses in Corporate Finance Broker-Dealers and Investment Advisors in Clearing Services We are ...
Job Opening: SURVEILLANCE TEAM ANALYST – MARKET REGULATION Salary: $50,000 to $60,000 PURPOSE STATEMENT: Primary responsibilities include analyzing trading activity, and preparing reports and recommendation memoranda based on such analyses in connection with assigned reviews, investigations and ad hoc analyses. Coordinates with Surveillance Manager and Supervisor regarding new and/or modified s...
Serves as a key subject matter expert for assigned area(s). Provides compliance support, advice, and guidance to the first and second lines of defense across HNAH relative to assigned regulation(s), regulatory requirements and/or compliance risks. Provides regulatory compliance expertise to support strategic initiatives and advises the first and second lines of defense in managing their compliance...
Serves as a key subject matter expert for assigned area(s). Provides compliance support, advice, and guidance to the first and second lines of defense across HNAH relative to assigned regulation(s), regulatory requirements and/or compliance risks. Provides regulatory compliance expertise to support strategic initiatives and advises the first and second lines of defense in managing their compliance...
Auto req ID 39782BR Business Title Associate Director of Regulatory Affairs and Operations School/Unit Harvard Medical School Sub-Unit ------------ Location USA - MA - Boston Job Function General Administration Time Status Full-time Department Clinical and Translational Science Center Salary Grade 059 Union 00 - Non Union, Exempt or Temporary Duties & Responsibilities Harvard Catalyst (C...
This position is responsible for site compliance with all federal, state and local regulations concerning standards related to employee health & safety, environmental regulations. Implement, maintain and enforce all site health, safety and environmental programs for employee safety. Maintain and enforce all site safety regulations assuring they are current and verifying they are in use. Responsibi...
The Vice President, Quality Systems (VP QS) will provide management and overall strategic direction and operational coordination of activities for global Technical Quality, Quality Operations, Regulatory Compliance, and Software Quality Assurance groups to ensure compliance with FDA QSR, ISO 13485:2016, and other applicable global regulatory requirements as well as alignment with company objective...
Regulatory Regional Manager NA, Established Products The Regulatory Regional Manager NA, Established Products is responsible for all regional regulatory strategic and operational tasks for a range of products already licensed in the region (North America). This includes support in expansion into new markets. Develops and executes regional strategies, contributes to global regulatory strategies/pl...
Client Experience & Communications, Executive Director-160037005 Job Description Role reports to the CSo Managing Director responsible for Client Experience & Specialty Operations Objective of Role The Client Experience and Communications Director will be responsible for ensuring that CSo is delivering an excellent Client Experience, by listening to feedback from our customers through all feed...
Asset Management Risk - Global Wealth Management Risk Policy and Regulatory – Analyst - New York, NY-150127770 Job Description J.P. Morgan is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction proce...
This position is responsible for site compliance with all federal, state and local regulations concerning standards related to employee health & safety, environmental regulations. Implement, maintain and enforce all site health, safety and environmental programs for employee safety. Maintain and enforce all site safety regulations assuring they are current and verifying they are in use. Responsibi...