Compliance Investigator Jobs in Wall Street, NY
Frasco Inc
$20 - $28 HOUR
queens, NY
Minimum Auto Insurance Coverage: $100,000 per person, $300,000 per accident bodily injury, and $50,000 property damage. About Frasco: Frasco has been in business for 60 years as a family-owned full-service investigation company with hundreds of investigators and regional offices nationwide.
NYC Special Commissioner of Investigation
$82500 YEAR
New York, NY
The successful candidate will work on highly confidential and sensitive investigations concerning corruption, criminal activity, unethical conduct, and other misconduct within the New York City School System. The Office of the Special Commissioner of Investigation for the New York City School District (“SCI”) is seeking an experienced, self-motivated candidate to serve as a Confidential Investigator.
Beta Search Inc
$180000 - $220000 YEAR
New York City, NY
As the regulatory landscape for financial services becomes increasingly complex, this role is critical in ensuring our global compliance, ethics, AML, sanctions, and fraud programs remain robust, transparent, and independently validated. Lead global audit coverage of Compliance and Financial Crimes programs (AML/BSA, OFAC, FCPA, ABC, conduct risk, regulatory compliance).
Fidelity Investments
$81000 - $137000 undefined
Jersey City, NJ
You will be responsible for helping to build and maintain a comprehensive first-line of defense program with a focus on building out best practices to support new offerings and supporting the FDA AML Officer and team in the day-to-day administration of FDA’s AML and sanctions programs to ensure regulatory compliance. Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others.
Fidelity Investments
$81000 - $137000 undefined
Jersey City, NJ
Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career.
United Nations Federal Credit Union
$97000 - $105000 YEAR
New York, NY
Regardless of seniority or role, uphold UNFCU’s mission, core values, and guiding principles by providing an exceptional service experience to colleagues and members alike through consistent demonstration of our service excellence behaviors. This includes generating timely reports and collaborating closely with UNFCU business units—such as Compliance, IT, Fraud, and Human Resources, to ensure effective internal controls are maintained.
Brains Workgroup, Inc.
$200000 - $230000 YEAR
New York City, NY
From architecting cloud transformations and managing complex integrations to building high-performing teams and driving innovation, your leadership will directly impact how we protect the integrity of our financial systems. This is a high-visibility, high-impact role for a strategic thinker and hands-on leader who thrives in complex environments and is passionate about using technology to solve real-world problems.
Jobot
$130000 - $200000 YEAR
New York, NY
Over the years our reputation for providing our people with the very best has caught the eye of some reputable clients who have chosen to use us as their primary firm! Some of these clients include: We are seeking an Insurance Fraud Attorney for our NYC, Philadelphia, King of Prussia, or New Jersey offices.
Capital One
$115000 - $138000 YEAR
New York, NY
The Enterprise Services Business Risk Office provides risk management support to several lines of business including: Brand, Enterprise Supplier Management, Enterprise Products & Experience (EPX), Software, External Affairs, eData, Global Workplace Solutions, Emerging Payments, Ventures, and Tech. See Capital One Terms & Conditions at https://www.capitalone.com/digital/terms-conditions/ and Privacy Policy at https://www.capitalone.com/privacy/ and SonicJobs Privacy Policy at https://www.sonicjobs.com/us/privacy-policy and Terms of Use at https://www.sonicjobs.com/us/terms-conditions.
Flagstar Bank
$73626 - $95714 YEAR
New York, NY
Oversight of daily customer & risk reports including new account reports, significant activity, significant change, large deposit, detailed transaction report, Oasis and month-end reports. Provides support group sales efforts with activities such pre-call planning, overseeing marketing materials as part of prospect outreach, client proposals, pitch books, overall managing prospect list.
United Nations Federal Credit Union
$80000 - $100000 YEAR
New York, NY
Perform all duties inherent to a managerial role and participate in strategic development; challenge and develop direct reports and staff to be more effective, efficient and satisfied with the work they perform for the Credit Union and its members; prepare and administer performance evaluations; and assist in the resolution of problem situations. Analyze daily, weekly and monthly origination/production reports in order to manage pipeline accordingly; monitor Mortgage Loan Officers’ activities, including call reports in order to maximize sales force effectiveness.
Flagstar Bank
$73626 - $95714 YEAR
Bronx, NY
Oversight of daily customer & risk reports including new account reports, significant activity, significant change, large deposit, detailed transaction report, Oasis and month-end reports. Provides support group sales efforts with activities such pre-call planning, overseeing marketing materials as part of prospect outreach, client proposals, pitch books, overall managing prospect list.
Capital One
$115000 - $138000 YEAR
New York, NY
The Enterprise Services Business Risk Office provides risk management support to several lines of business including: Brand, Enterprise Supplier Management, Enterprise Products & Experience (EPX), Software, External Affairs, eData, Global Workplace Solutions, Emerging Payments, Ventures, and Tech. See Capital One Terms & Conditions at https://www.capitalone.com/digital/terms-conditions/ and Privacy Policy at https://www.capitalone.com/privacy/ and SonicJobs Privacy Policy at https://www.sonicjobs.com/us/privacy-policy and Terms of Use at https://www.sonicjobs.com/us/terms-conditions.
INSPYR Solutions
$70 - $77 HOUR
New York, NY
Work Requirements: US Citizen, GC Holders, or Authorized to Work in the U.S. We are seeking a detail-oriented and proactive KYC Data Analyst to support a critical data enhancement initiative. By always striving for excellence and focusing on the human aspect of our business, we work seamlessly with our talent and clients to match the right solutions to the right opportunities.
Flagstar Bank
$165621 - $223588 YEAR
New York, NY
The Commercial Real Estate Business Risk & Internal Controls (“CRE-RIC”) Officer will help to design, build, transform and implement a risk management framework and lead the ongoing identification, assessment, and measurement of the business line’s material risks and key controls. Builds, leads, transforms, and consistently executes Risk & Control Self-Assessment, Issue Management, Internal Operational Risk Loss Events, External Risk Events, Control Identification, Control Design and Testing, and Quality Assurance / Quality Control programs.
Capital One
$115000 - $138000 YEAR
New York, NY
The Enterprise Services Business Risk Office provides risk management support to several lines of business including: Brand, Enterprise Supplier Management, Enterprise Products & Experience (EPX), Software, External Affairs, eData, Global Workplace Solutions, Emerging Payments, Ventures, and Tech. You will collaborate with second lines of defense to lead and implement risk and control tools, techniques, and frameworks for the Technology organization, as well as provide direct tech risk guide services into our first line Divisional technology teams supporting our Payments Network.
Capital One
$115000 - $138000 YEAR
New York, NY
The Enterprise Services Business Risk Office provides risk management support to several lines of business including: Brand, Enterprise Supplier Management, Enterprise Products & Experience (EPX), Software, External Affairs, eData, Global Workplace Solutions, Emerging Payments, Ventures, and Tech. You will collaborate with second lines of defense to lead and implement risk and control tools, techniques, and frameworks for the Technology organization, as well as provide direct tech risk guide services into our first line Divisional technology teams supporting our payments network.
NJ Transit
Newark, NJ
Ensures that the Contractor follows “best practices” and contractual requirements in relations with Local, County, State and Federal Governmental entities; liaisons with NJ Transit Governmental Affairs, Corporate Communications, NJTPD, and other NJ Transit departments and divisions as required. We are committed to delivering safe, reliable service that gets our customers to their destinations on time—and we’re looking to hire talented folks with a love of learning to make it all possible.