Compliance Law Jobs in Wall Street, NY
Fidelity Investments
$81000 - $137000 undefined
Jersey City, NJ
You will be responsible for helping to build and maintain a comprehensive first-line of defense program with a focus on building out best practices to support new offerings and supporting the FDA AML Officer and team in the day-to-day administration of FDA’s AML and sanctions programs to ensure regulatory compliance. Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others.
Bergen County Law Firm
Hackensack, NJ
We currently have 27 personal injury trial attorneys — 12 of whom are certified by the Supreme Court of New Jersey as Civil Trial Attorneys — and we’re looking for new talent to join our growing litigation team. Willingness to learn and be trained in client intake, advice, discovery, interrogatory preparation, depositions, motion practice, arbitrations, and second-seating experienced lawyers at trials.
Chiesa Shahinian & Giantomasi PC
Roseland, NJ
Qualified candidates will possess experience handling a broad array of complex commercial litigation matters, including those involving contract and business disputes, enforcing and protecting shareholder rights, real estate-related litigation, and matters before the Chancery and Probate Courts. Chiesa Shahinian & Giantomasi PC (“CSG Law”) is seeking an associate attorney with 5+ years of commercial litigation experience in New Jersey and New York state and federal courts.
Software Placement Group
Newark, NJ
The ideal candidate will contribute to drafting and prosecuting US and international patent applications across diverse technologies such as mechanical, electrical, and software fields. This position demands a keen eye for detail, superior writing skills, and the ability to communicate complex legal advice to a broad range of clients.
TEKsystems
$75 - $85 HOUR
Jersey City, NJ
This role involves conducting compliance risk assessments of wholesale banking operations, including leading workshops with first line of defense (1LOD) and Compliance subject matter experts to assess risks and controls related to deposits and lending activities. The CRA team is responsible for managing a comprehensive compliance risk assessment framework to identify and assess regulatory compliance risks and internal controls, excluding financial crimes (AML, Sanctions, Fraud, and Bribery), which are covered under a separate program.
Jobot
$200000 - $275000 YEAR
New York, NY
This role is focused on managing and leading high-stakes litigation matters, providing legal advice and representation in a variety of areas, including regulatory defense, broker-dealers, financial professionals, commercial litigation, labor and employment, and professional liability. Represent clients in high-profile disputes across state and federal courts, as well as before arbitration panels, regulatory bodies, and in settlement negotiations.
Jobot
$200000 - $300000 YEAR
Newark, NJ
With a strong presence in key markets, we serve clients ranging from startups to Fortune 500 companies, offering strategic advice tailored to their business needs. We are a dynamic and growing AmLaw 200 firm with a deep-rooted history of delivering exceptional legal counsel across a wide range of industries.
Kaufman Dolowich & Voluck, LLP
New York, NY
The NYC office of Kaufman Dolowich, an AV-rated firm designated one of the “Best Companies to Work For” among U.S. law firms by U.S. News & World Report, is seeking a Litigation Associate with a minimum of 3 years of experience in insurance defense litigation including general liability, NY labor law and commercial litigation. The successful candidate will be expected to participate in and oversee written discovery, take and defend depositions, and participate in extensive motion practice and oral arguments.
MSD Malaysia
Rahway, NJ
Information Technology Risk Management and Security Governance Risk and Compliance (ITRMS GRC) is an essential component of the current IT enterprise that provides support to the Pharmaceutical Research, Supply Chain, and Marketing organizations. Apply remote type Hybrid locations USA - New Jersey - Rahway USA - REMOTE - REMOTE time type Full time posted on Posted 2 Days Ago time left to apply End Date: June 12, 2025 (5 days left to apply) job requisition id R342437Job Description.
Jobot
$200000 - $350000 YEAR
New York, NY
They cover all areas of practice within a wide range of industries and take excellent care of their employees and clients alike and therefore have a well above average tenure and plenty of repeat and referral based clients. They are currently looking for outstanding junior- to mid-level patent litigation lawyers with experience before U.S. district courts, the U.S. International Trade Commission, or the Patent Trial and Appeal Board.
Jobot
$200000 - $350000 YEAR
New York, NY
They cover all areas of practice within a wide range of industries and take excellent care of their employees and clients alike and therefore have a well above average tenure and plenty of repeat and referral based clients. They are currently looking for outstanding junior- to mid-level patent litigation lawyers with experience before U.S. district courts, the U.S. International Trade Commission, or the Patent Trial and Appeal Board.
Jobot
$125000 - $175000 YEAR
New York, NY
This role will be focused on litigation matters, providing legal advice and representation in a variety of areas, including securities litigation, labor and employment, and professional liability. We are looking for candidates with experience in civil litigation to work across various practice areas including, professional liability, securities litigation, labor & employment & insurance broker liability.
Montefiore Health System
New York, NY
Acting as a mentor to junior staff—providing oversight and training to multiple study teams who develop and submit documentation and information for Institutional Review Board (IRB) review and who prepare and submit documents needed for regulatory and safety reporting to sponsors and other agencies. Minimum of 4 years of research experience in Regulatory Affairs, Clinical Affairs or Quality Assurance with wide knowledge of Phase I-IV clinical studies and data management aspects of clinical research.
Fawkes IDM
Newark, NJ
Experience handling: bankruptcy litigation; commercial litigation, including mortgage foreclosure litigation; and other creditors’ rights matters in and out of court. Conduct legal research and draft pleadings, motions, and other legal documents.
The TemPositions Group of Companies
Newark, NJ
Preferred but not required: Experience with traditional labor matters, including labor arbitrations, negotiations, and unfair labor practice charges, as well as transactional matters involving labor and employment issues. The firm’s Litigation Department represents a diverse range of local, national, and international clients in complex litigation matters at both the trial and appellate levels across local, state, and federal courts.
Jobot
$150000 - $250000 YEAR
Roseland, NJ
Our client is an established, prestigious mid-sized law firm with over 45 years of history serving clients throughout the New York/New Jersey metropolitan area and nationwide. The firm has earned a reputation for excellence in complex litigation and corporate matters, representing clients ranging from Fortune 100 companies to emerging businesses.
City National Bank
Jersey City, NJ
CRR also serves as an internal advisor to lending units and credit administration / risk management to identify, recommend and effect process changes regarding credit risk management activities, regulatory issues related to credit risk, credit policy, and general credit underwriting guidelines; identifies current or potential problems regarding the assessment of credit risk and the administration of Bank credit/loan exposure; analyzes and monitors the quality of various retail and commercial credits that represent the wide range of credit products offered by the Bank. Performs risk based independent reviews of all types of CNB loan portfolios (including quality assurance document and underwriting reviews) to identify current or potential problems, as well as positive elements, regarding the assessment of credit risk and the administration of Bank credit/loan exposure.
Kforce Inc.
$85000 - $150000 annually
Paramus, NJ
Employee pay is based on factors like relevant education, qualifications, certifications, experience, skills, seniority, location, performance, union contract and business needs. This is a unique opportunity for someone with recent public accounting and/or corporate audit experience focusing on areas of Internal Controls and SOX consulting.