Compliance Specialist Jobs in Wall Street, NY
Keane & Beane, P.C.
Not Available, NY
Demonstrated ability to understand and analyze strategic, commercial and operational issues facing a complex, regulated business, and to work with key stakeholders to arrive at practical solutions within applicable legal and ethical bounds. As a Senior Compliance Specialist, you will report to one of Marsh McLennan Agency's (MMA) Senior Compliance Officers and be responsible for executing on compliance priorities across MMA's business insurance (including P&C), employee health & benefits insurance, and private lines practices.
TalentBurst, Inc.
$18 - $19.31 HOUR
New York, NY
Roles and Responsibilities: Regulatory Compliance:Labeling: Identifying and implementing labeling compliance requirements for products, ensuring accuracy and adherence to regulations. They also work to identify and mitigate potential risks, ensuring the company's operations align with legal and regulatory requirements.
Rrcooc
New York, NY
Identify potential areas of compliance vulnerability and risk, develop/implement corrective action plans for resolution of problematic issues, and put practices in place to avoid such situations in the future. The Resource Recovery Center of Orange County is dedicated to providing the highest quality of care to those suffering from Alcohol and Substance Use Disorders.
New York City Housing Development Corporation (HDC
New York, NY
Position Summary: The Compliance Specialist reports to the Assistant Vice President of Compliance and is responsible for monitoring and evaluating compliance within HDC’s Low Income Housing Tax Credit (LIHTC), Tax Exempt Bond (TEB), and Taxable Bond (TB) properties. If reasonable accommodation is needed to participate in the job application or interview process, to perform essential job functions, and/or to receive other benefits and privileges of employment, please complete the reasonable accommodations section on the application or contact Human Resources by emailing jobs@NYCHDC.com.
Flagstar Bank
New York, NY
Collaborate with stakeholders in Banking/Lending/Mortgage, Technology, Information Security, Marketing, HR, etc. to support data privacy and protection practices within their business functions. Support the intake, documentation, and follow-up of internal ethics concerns, including potential conflicts of interest, gifts and entertainment, and code of conduct violations.
Santander Holdings USA Inc
$90000 - $165000 YEAR
New York, NY
USA Job Function Description: The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interacting with financial services regulators (including OCC, FRBB, SEC, CFTC, NFA, CME and FINRA) and Santander business and support functions while leading and managing responses to regulatory inquiries and examination requests. USA Job Family Description: The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interacting with financial services regulators (including OCC, FRBB, SEC, CFTC, NFA, CME and FINRA) and Santander business and support functions while leading and managing responses to regulatory inquiries and examination requests.
Beta Search Inc
$180000 - $220000 YEAR
New York City, NY
As the regulatory landscape for financial services becomes increasingly complex, this role is critical in ensuring our global compliance, ethics, AML, sanctions, and fraud programs remain robust, transparent, and independently validated. Lead global audit coverage of Compliance and Financial Crimes programs (AML/BSA, OFAC, FCPA, ABC, conduct risk, regulatory compliance).
Mitchell Martin
$21.92 - $31.32 HOUR
New York, NY
Facilitate all aspects of provider credentialing, including initial appointment and reappointment. Maintain accuracy and data integrity using credentialing software applications.
Soloh Partners Inc
$28 HOUR
New York, NY
Duties: - Responsible for facilitating all aspects of provider credentialing, including initial appointment, reappointment, credential audits, as well as clinical privileging for Medical Staff, Allied Health Professionals. - Utilize MDStaff credentialing software application to perform and monitor all credentialing/background checks, while maintaining accuracy and data integrity.
Vaco LLC
$24 - $25 HOUR
Remote, NY
Maintain and update provider files and rosters including but not limited to: internal provider and/or location roster lists, individual CAQH profiles, payer databases, NPI Database and Medicare database and any other as needed. Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs.
Essen Health Care
New York, NY
Guided by a Population Health model of care, Essen has five integrated clinical divisions offering urgent care, primary care, and specialty services, as well as nursing home staffing and care management. As the largest privately held multispecialty medical group in the Bronx, we provide high-quality, compassionate, and accessible medical care to some of the most vulnerable and under-served residents of New York State.
Creative Financial Staffing
$24 - $26
Brooklyn, NY
Work with individual providers to ensure each provider’s CAQH, PECOS, NPPES database files are updated timely according to the schedule published by CMS Medicare/ Medicaid and Managed Care Organizations regulations. They provide coordinated health care and supportive services to help individuals, families, and communities build strength, resilience, achieve wellness, and live healthy, productive lives!
Scotiabank
New York, NY
Maintains familiarization and technical expertise with the assigned business unit(s) including organizational structure, personnel, activities and products, new product development, financial performance and risk and problem areas to understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.
Dovel Technologies, Inc
New York, NY
Purpose-built to serve industries focused on communities, energy, infrastructure, healthcare, financial services, defense, and national security, Guidehouse positions clients for AI- and data-led innovation, efficiency, and resilience. 7-10+ years of Financial Crimes experience at regional and national financial institutions, crypto/digital assets exchanges, Securities / Capital Markets institutions, regulatory/government agencies, and/or consulting firms.
Queens County Bar Association
New York, NY
Advanced presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging Significant knowledge and expertise of AML regulations, risks and appropriate controls Experience in the design and implementation of AML programs Demonstrated ability to assess complex issues through root cause analysis and other analytical techniques; structure potential solutions; drive to resolution with senior stakeholders. Demonstrated ability to effectively assessing and managing competing priorities Experience managing diverse teams, and comfort navigating complex, highly-matrixed organizations Knowledge of the laws applicable to money laundering, including the Bank Secrecy Act, The USA PATRIOT Act, US Treasury AML guidelines, OFAC requirements, and Suspicious Activity Reporting requirements.
GeoPolist
New York, NY
Responsibilities of the Global Sanctions Advisory Vice President may vary based on need and skillset, but can include: Sanctions regulatory change management – Monitoring sanctions regulatory changes, including those administered by the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC), interpreting these changes, drafting related Bulletins and Communications, briefing MUFG Bank’s three lines of defense on these changes, assessing MUFG Bank exposure and directing/overseeing augmentation of sanctions controls (as applicable) to comply. The GSCD Program is responsible for advising on regulatory/bank policy matters, driving implementation of global sanctions controls (including list management, technology, sanctions screening), managing global sanctions policy/procedure related matters, as well as overseeing risk management related activities (including sanctions-related risk assessments).
Fintechnews
Hoboken, NJ
NICE Actimize is seeking a talented KYC Product Manager to join our Cloud Product Management team working closely with cross-functional teams to define product requirements, drive product development, and ensure successful delivery to market. Consistently ranked as number one in the space, NICE Actimize experts apply innovative technology to protect institutions and safeguard consumers’ and investors’ assets by identifying financial crime, preventing fraud, and providing regulatory compliance.
Montefiore Health System
New York, NY
Acting as a mentor to junior staff—providing oversight and training to multiple study teams who develop and submit documentation and information for Institutional Review Board (IRB) review and who prepare and submit documents needed for regulatory and safety reporting to sponsors and other agencies. Minimum of 4 years of research experience in Regulatory Affairs, Clinical Affairs or Quality Assurance with wide knowledge of Phase I-IV clinical studies and data management aspects of clinical research.