Asset Management, Communication Skills, Customer Support/Service, Detail Oriented, Financial Operations, Financial Services, Multitasking, Onboarding, Organizational Skills, Problem Solving Skills, Process Improvement, Registered Investment Advisor (RIA), Wealth Management
Rapidly growing Charlotte-based Registered Investment Advisor seeking Advisory Operations Associates to join the team!Responsibilities
- Support independent financial advisors with day-to-day operational needs.
- Lead the onboarding process for new advisors, ensuring a smooth and organized transition onto the platform.
- Assist with client account openings and closures, account updates, and cash contribution or distribution requests.
- Act as the main point of contact for assigned advisors and their staff for operational questions and requests.
- Coordinate with internal teams and custodial partners to resolve issues and complete requests efficiently.
- Handle daily ad hoc requests while maintaining accuracy and attention to detail.
- Contribute to process improvements and assist with special projects as needed.
Qualifications
- Experience in wealth management, asset management, or financial services operations.
- Basic understanding of investment accounts and financial products.
- Strong organizational skills with the ability to manage multiple tasks at once.
- Customer service–oriented with strong communication skills.
- Detail-oriented, dependable, and comfortable working independently as well as with a team.
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Social Capital Resources LLC