ASSOC, INTERNAL AUDITOR

Oceanview Life & Annuity
  • Denver, Colorado
  • Full-time
2 days ago

Job Description

Overview:

At Oceanview Life and Annuity Company, we are more than a financial services provider – We are a team dedicated to empowering individuals on their journey toward a financially secure retirement. Founded in 2018 and backed by Bayview Asset Management – A leading investment firm with approximately $45.5 Billion in assets under management as of June 30, 2026 – We have rapidly grown to over $18.9 Billion in consolidated assets as of June 30, 2026.

 

Our mission is rooted in simplicity and transparency. We offer straightforward annuity solutions and personalized service, allowing our clients to make confident decisions about their financial futures. Recognized for our financial strength with an “A” (Excellent) rating from A.M. Best, we provide the stability and trust our clients and employees can rely on.

 

Why join Oceanview?

  • Impactful work: Contribute to a company that genuinely makes a difference in people’s lives by simplifying retirement planning and providing peace of mind.
  • Growth and innovation: Be part of a rapidly expanding organization that encourages innovation and values your ideas.
  • Collaborative environment: Work alongside a team of seasoned asset managers and financial experts who are committed to excellence and professional development.
  • Commitment to excellence: Join a company that prides itself on financial strength, competitive rates, and personalized solutions tailored to clients’ unique needs.
  • Strong partnerships: Engage with a broad network of over 19,000 agents, independent marketing organizations, banks and broker-dealers.

At Oceanview, we believe that our employees are our greatest asset. We are committed to fostering a supportive and dynamic work environment where you can thrive both personally and professionally. If you are passionate about making a meaningful impact and advancing your career in the financial services industry, we invite you to explore opportunities with us.

 

Oceanview Life and Annuity (OVLAC) is seeking a Associate, Internal Auditor to join our growing Internal Audit team. This role is ideal for a candidate with a background in compliance, investigations, or data analysis who is looking to expand into internal audit.

 

The Associate, Internal Auditor will support the execution of the annual audit plan by performing control testing, documenting processes, and identifying risks across operational, financial, and regulatory areas. This role offers the opportunity to apply investigative and analytical skills to evaluate internal controls and contribute meaningful insights to improve business processes.

 

Responsibilities:

Key Responsibilities:

  • Assist in executing audits across the full lifecycle, including planning, fieldwork, testing, and reporting
  • Perform testing of internal controls to assess compliance with company policies, regulatory requirements, and frameworks such as the Model Audit Rule (MAR)
  • Analyze transactional data, client activity, and operational processes to identify anomalies, risks, or control gaps
  • Prepare clear and well-documented workpapers that support audit findings and conclusions
  • Identify control weaknesses, compliance risks, and process improvement opportunities, and help develop practical recommendations
  • Collaborate with business units to gather information, understand processes, and support a smooth audit process
  • Support ongoing monitoring of regulatory changes and emerging risks, particularly within financial services and insurance
  • Contribute to data-driven audit techniques and continuous improvement of audit methodologies
Qualifications:

Minimum Requirements, Skills & Experience:

  • Bachelor’s degree in Finance, Accounting, Business, or related field required
  • 3+ years of experience in compliance, risk management, audit, or financial investigations
  • Experience in financial services, trading surveillance, AML, or regulatory compliance strongly preferred
  • Familiarity with investigating transactions, identifying suspicious activity, or reviewing regulatory reports is a plus
  • Professional certification (e.g., ACAMS, CPA, CIA) or progress toward certification is a plus
  • Strong analytical and critical thinking skills with attention to detail
  • Ability to communicate findings clearly in writing and verbally to stakeholders
  • Experience working with data, reporting tools, or process improvement initiatives is beneficial

Compensation:

  • Position located in Denver, CO. Competitive salary, bonus, and benefits package commensurate with experience.
  • Base compensation is expected to be $81,500 – 95,000* with the opportunity for incentive compensation including bonus compensation. 
  • This role will be Hybrid (3x a week in the office), Tues - Thurs.

EEOC:

 

Oceanview is an Equal Employment Opportunity employer.  All aspects of consideration for employment and employment with the Company are governed on the basis of merit, competence and qualifications without regard to race, color, religion, sex, national origin, age, disability, veteran status, sexual orientation, or any other category protected by federal, state, or local law.

Numbers & Facts

LocationDenver, Colorado
Job TypeFull-time

Skills

  • Accountingunmatched
  • Analysis Skillsunmatched
  • Annuitiesunmatched
  • Asset Managementunmatched
  • Auditingunmatched
  • Brokerageunmatched
  • Certified Public Accountant (CPA)unmatched
  • Communication Skillsunmatched
  • Continuous Improvementunmatched
  • Corporate Complianceunmatched
  • Corporate Policiesunmatched
  • Customer/Client Researchunmatched
  • Data Analysisunmatched
  • Data Collectionunmatched
  • Database Report Toolsunmatched
  • Detail Orientedunmatched
  • Documentationunmatched
  • Financeunmatched
  • Financial Managementunmatched
  • Financial Regulationsunmatched
  • Financial Servicesunmatched
  • Futuresunmatched
  • Insuranceunmatched
  • Internal Auditunmatched
  • Marketingunmatched
  • Money Launderingunmatched
  • Monitor Regulationsunmatched
  • Operations Processesunmatched
  • Process Improvementunmatched
  • Quality Assurance Methodologyunmatched
  • Regulatory Complianceunmatched
  • Regulatory Reportsunmatched
  • Regulatory Requirementsunmatched
  • Retirement Planningunmatched
  • Risk Analysisunmatched
  • Risk Managementunmatched
  • Support Documentationunmatched
  • Surveillanceunmatched
  • Team Playerunmatched
  • Testingunmatched
  • Writing Skillsunmatched

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