Job Description
Job Title: AVP Regulatory Reporting Analyst
Job Duration: 12 month
Location: Jersey City NJ 07310
Job Description:
A successful Regulatory Reporting Associate should have:
Job Duration: 12 month
Location: Jersey City NJ 07310
Job Description:
- Prepare and review regulatory reports in compliance with SEC & CFTC financial regulations and internal company policies.
- Ensure accurate and timely submission of all required files to regulatory agencies.
- Collaborate with internal teams to gather, analyze, and verify data for reporting purposes.
- Monitor changes in regulatory requirements and implement necessary updates to reporting processes.
- Support audits and examinations by providing requested documentation and explanations.
- Assist in the development and maintenance of internal controls for regulatory reporting processes.
- Identify opportunities for process improvement to enhance reporting accuracy and efficiency.
- Maintain a thorough understanding of accounting standards and financial reporting requirements.
A successful Regulatory Reporting Associate should have:
- 5 years of experience working in the Broker Dealer Industry, preferably experience working with 15c3-1, 15c3-3 Customer Reserve, and FCM regulatory reporting inclusive of CFTC filings.
- Strong knowledge of accounting and financial principles.
- Experience with regulatory reporting within the financial services industry.
- Excellent analytical and problem-solving skills.
- Proficiency in financial reporting systems and tools.
- High attention to detail and accuracy in data analysis and reporting.
- Effective communication and collaboration skills.
- Ability to adapt to changing regulations and reporting requirements.
Numbers & Facts
| Location | Jersey City, NJ |
| Industry | Other/Not Classified |
| Company Size | 100 to 499 employees |
| Year Founded | 1998 |
| Website | www.eteaminc.com |
About Company
Looking for a great job? Join eTeam. We’re looking for talented staffing professionals to join our staff. We also provide contract assignments and full-time jobs at Fortune 2000 Companies. We’ve been named one of the best companies to work for by Staffing Industry Analysts and New Jersey Business.
Skills
- Accountingunmatched
- Accounting Standards and Regulationsunmatched
- Analysis Skillsunmatched
- Brokerageunmatched
- Communication Skillsunmatched
- Corporate Policiesunmatched
- Data Analysisunmatched
- Detail Orientedunmatched
- Documentationunmatched
- Financial Regulationsunmatched
- Financial Reportingunmatched
- Financial Servicesunmatched
- Financial Systemsunmatched
- Monitor Regulationsunmatched
- Policy Implementationunmatched
- Problem Solving Skillsunmatched
- Process Improvementunmatched
- Regulationsunmatched
- Regulatory Complianceunmatched
- Regulatory Reportsunmatched
- Regulatory Requirementsunmatched
- Securities and Exchange Commission (SEC)unmatched
- Team Playerunmatched
- Time Managementunmatched
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