This AVP-level opportunity sits within the Treasury department of a well-established financial institution, serving as the dedicated first-line Risk and Internal Control Officer responsible for promoting sound risk governance, managing compliance obligations, and acting as the critical liaison between Treasury and second and third line functions. The role offers broad ownership across operational risk management, KYC administration, regulatory monitoring, audit preparation, and Treasury governance framework development making it an ideal fit for a bilingual risk professional with Treasury product knowledge and a proactive, ownership-driven approach to internal controls. Proficiency in both Mandarin and English is required for this role.
RESPONSIBILITIES
Act as an independent first-line control point within Treasury;liaise between Treasury staff and second and third line risk, compliance, legal, and audit teams to ensure risk and compliance requirements are clearly conveyed and effectively executed
Execute all RICO-related tasks including RCSA, BIA, EWRA, CCRA, and other risk assessment and documentation requests from Risk Management and Legal & Compliance departments
Perform control testing to verify that identified controls are properly implemented;provide ORM reporting to relevant stakeholders
Act as project manager for audit and examination preparation;monitor and track execution of remediation projects including first-line action plan items
Assist Treasury management in identifying KRIs and developing ongoing monitoring and reporting processes;ensure consistency of KRI/KPI reporting across Treasury
Serve as KYC Officer for Treasury managing all counterparty onboarding and maintenance, KYC reviews, periodic reviews, and screening activities
Act as Treasury Administration Officer organize and prepare meeting materials including ALCO Meeting documentation;manage Treasury's risk management, compliance, and general administration functions
Enhance Treasury risk governance frameworks;update policies and procedures to reflect regulatory changes and internal control enhancements
Monitor the regulatory environment for applicable changes;advise the Department Head and assist in implementing policy, procedure, and process updates to address new requirements
Perform the Vendor Manager role for the Treasury department
Assist in special projects initiated by Head Office and other branch departments
Numbers & Facts
Location
New York, NY
Salary
$75,000–$97,000 Per Year
Skills
Administrative Managementunmatched
Administrative Skillsunmatched
Auditingunmatched
Documentationunmatched
English Languageunmatched
Environmental Monitoringunmatched
Financial Risk Managementunmatched
Know Your Customer (KYC)unmatched
Legalunmatched
Maintain Complianceunmatched
Mandarin Chinese Languageunmatched
Monitor Regulationsunmatched
Multilingualunmatched
Object Relational Mapping (ORM)unmatched
Onboardingunmatched
Operations Managementunmatched
Performance Metricsunmatched
Plan Meetingsunmatched
Policy Implementationunmatched
Procedure Implementationunmatched
Project/Program Managementunmatched
Regulationsunmatched
Regulatory Complianceunmatched
Reporting Skillsunmatched
Riskunmatched
Risk Analysisunmatched
Risk Managementunmatched
Testingunmatched
Treasuryunmatched
Treasury Managementunmatched
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