At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the finance industry together. We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in the specified location(s).
Schwab's Wealth & Advice organization is building and delivering an industry-leading wealth management experience, focused on making advice more accessible while continuously innovating for the future. Within this environment, the Senior Manager, Centralized Risk Supervisor plays a critical role in strengthening a proactive, risk-aware culture by overseeing supervisory activities tied to registered representative conduct and client-facing interactions.
In this role, you will evaluate and guide supervisory programs across key areas such as electronic communications, product and service recommendations, trading activity, and risk trend analysis. Your work directly contributes to protecting clients, ensuring regulatory alignment, and enabling the business to make informed, risk-based decisions. You will partner closely with stakeholders across business and risk functions, building strong, collaborative relationships from front-line representatives to senior leadership. Success in this role requires the ability to interpret regulatory frameworks, apply sound judgment in complex situations, and identify patterns or emerging risks that inform continuous improvement of supervisory processes.
You will bring a solutions-oriented mindset to evolving business needs, balancing risk mitigation with business enablement. Your ability to communicate insights clearly, influence partners, and adapt within a dynamic regulatory landscape will be essential in driving outcomes that support both client protection and organizational growth.