Client Service Excellence Representative (FINRA Licensed)

Have your FINRA Series 7 and 63 and a passion for serving others. Join our team of crew" as a Client Service Excellence Center associate.

About this Job

At Vanguard, we have a client-first mentality that we live and breathe every day through our mission to take a stand for all investors to treat them fairly and to give them the best chance for investment success." Our Client Service Excellence Center associates fulfill our mission by helping our clients through lifes biggest moments - from buying their first home to preparing for retirement. In this role, you will connect with clients via inbound phone calls to assist with their account-related needs.

If you have a passion for helping others, building your client services skillset, and giving every investor the best chance for investment success, join our team of crew" as a Client Service Excellence Center associate.

At Vanguard, we believe in supporting our crew" personally through all life stages. Our benefits package was designed with you in mind, including benefits centered around financial and career stability, longevity, and balance. Total potential compensation range for your first full year in this role is $60,500 - $67,500 ($52,000 - $58,000 base salary determined by skills and experience) plus quarterly performance-based bonuses, merit increases, and company bonuses. In addition, you will receive a $20,000 licensing bonus for bringing your active SIE Series 7 & Series 63 licenses. We also believe in recognizing your commitment to excellence. To celebrate your dedication, we offer milestone rewards in this role:

• $10,000 at your 3-year anniversary
• $20,000 at your 5-year anniversary
• $20,000 every 5 years thereafter

Work Model

This role will be fully remote. Although this position is designated as fully remote, it is a condition of the role that you perform all of your work duties from within the state of Wisconsin.

Licensing Requirement

To be considered for this role, you must hold active FINRA Series 7 and Series 63 licenses. If you do not currently have these licenses or only hold partial licensing, we invite you to explore our other Client Service Excellence Center opportunity-a fully remote role based in Wisconsin.

Responsibilities

We are here to simplify the world of investing, meet our clients where they are, and ensure they feel fully supported when they call into Vanguard. As a Client Service Excellence Center associate, you will:

• Partner with our clients via inbound phone calls to assist them with a wide range of financial inquiries from account maintenance to identifying and resolving issues.
• Lead with empathy and an owners mindset to solve problems, help uncover client needs, and provide timely and accurate solutions to clients.
• Collaborate with internal departments through various strategic initiatives to continuously improve the client and crew" experience.

What it Takes

You dont have to be a financial expert to be an advocate for our clients. This role at its core has one main goal to create and maintain exceptional client experiences. We welcome and encourage individuals from all backgrounds - the most important things you need are a passion for helping others, strong client service experience, and a desire to continuously grow your expertise. We have seen most success from individuals with:

• 3 years of customer-facing and/or in-bound phone experience demonstrated by strong interpersonal and client relationship management CRM skills.
• A strong sense of ownership for client outcomes - taking initiative and accountability, anticipating needs, and ensuring every interaction instills trust.
• A learners attitude and an appetite to continuously build your knowledge.
• High school associate degree or bachelors degree.

This job requires a Series 7 and 63 regulatory license and/or registration (e.g., FINRA state SFC). These will be determined by Compliance based on role-specific duties.

Special Factors

Please note that new hires may need to be full jurisdiction registered in all US states and territories. Vanguard is not offering visa sponsorship for this position.

Special Factors

Sponsorship

Vanguard is not offering visa sponsorship for this position.

About Vanguard

At Vanguard, we dont just have a mission - were on a mission. To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.

How We Work

Vanguard has implemented a hybrid working model for the majority of our crew members designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.