The Client Services Associate (CSA) plays a vital role in supporting the firm’s daily operations and long-term growth. This position serves as the first point of contact for clients, delivering exceptional service while managing a variety of administrative and operational responsibilities. This successful candidate will have excellent customer service and problem solving skills to confidently provide information and education to clients in a timely, efficient, and professional manner.
Requirements
· Key Responsibilities
· Provide white-glove service to new and existing clients.
· Act as the primary contact for inbound client communications.
· Prepare documentation for account openings, transfers, distributions, and other transactions.
· Monitor client onboarding progress and ensure timely follow-up.
· Coordinate scheduling and calendar management for the advisor.
· Maintain accurate and up-to-date records in the CRM and custodian portals.
· Assist with data entry, report generation, and preparation for client meetings.
· Liaise with back-office teams and vendors to resolve client issues.
· Support trading and account maintenance activities under advisor supervision.
· Manage multiple and competing priorities daily in pursuit of business objectives.
· Small amount of annual travel may be required for training.
· None
· Strong interpersonal and communication skills.
· Exceptional attention to detail and follow-through.
· Proficiency in Microsoft Office Suite; CRM experience is a plus.
· Highly organized with the ability to manage multiple tasks independently.
· Ability to build relationships with clients and internal partners without direct control.
· Adaptable and committed to continuous learning.
· Experience in financial services preferred.
· The ideal candidate will have good understanding of broker/dealer operations and financial services products,
including but not limited to equities, bonds, mutual funds, annuities, insurance, and managed accounts.
· Bachelor’s degree preferred; high school diploma required.
· Ability and desire to obtain FINRA Series 7 and 65 licenses
· Prolonged periods sitting at a desk and working on a computer.
· Must be able to lift up to 15 pounds at times.
| Location | Tullahoma, TN |
Browse dozens of recruiter approved resume templates, layouts and formats. Choose your favorite and make it your own in minutes.
Free resume templatesImprove your existing resume or start from scratch and create a standout, ATS-friendly resume. Add job-specific content, download and apply.
Free resume builder