Compliance Analyst

GENERAL PURPOSE SUMMARY

Ensures standard bank practices comply with local, state, and Federal regulations by assisting a designated bank compliance officer in the administration of the designated compliance management program and by performing the following essential duties and responsibilities:

ESSENTIAL DUTIES AND RESPONSIBILITIES

Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

• Assist designated bank compliance officer in the administration of the designated compliance management program.
• Assists in the preparation and maintenance of the bank''s compliance risk assessment(s).
• Works directly with branch and department managers to assist in the implementation of compliance management practices and the interpretation of banking regulations.
• Assists with formulation of procedures to comply with bank policy and federal regulation.
• Researches complex regulatory questions related to the designated compliance management program.
• Communicates with federal examiners and coordinates bank''s response to compliance examination(s).
• Initiates and/or completes special project analysis as requested; and approves forms, advertisements, and procedures prior to implementation or release, as applicable.
• Performs specific compliance reviews based on risk assessment of regulatory requirements; and analyzes results and recommends corrective action.
• Serves as a subject matter expert and assists others to employ automated compliance management tools.
• Performs other work-related duties as assigned by supervisor.

COMPLIANCE EXPECTATIONS

• Stay updated on relevant laws and regulations.
• Knowledgeable of and comply with bank policies, procedures, laws and regulations that apply to you and your job.
• Maintain customer confidence and protect the bank's operations by you and your delegates by identifying and protecting confidential information.