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Compliance Associate

Michael Page International
  • Los Angeles, California
  • $103,992–$124,790 Per Year
  • Temporary
  • Quick Apply
8 days ago
Michael Page International

Job Description

Compliance Associate

Our client is a global asset servicing and compliance solutions provider that supports investment managers, financial institutions, and corporations with fund administration, regulatory compliance, governance, and corporate services.

Job Description

Conduct compliance testing and monitoring activities. Support trade surveillance reviews and investigations. Administer and oversee Code of Ethics and personal trading programs. Assist with AML/KYC screening processes and compliance reviews. Support SEC and RIA regulatory compliance requirements. Prepare and maintain regulatory filings and documentation. Partner with business stakeholders to ensure adherence to regulatory obligations and internal policies.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

A successful Compliance Associate should have:

  • Experience within investment management, asset management, hedge funds, private equity, alternative investments, or a registered investment adviser (RIA) environment
  • Broad compliance generalist background with exposure to multiple areas of compliance
  • Knowledge of SEC and RIA regulatory requirements
  • Experience in compliance testing, monitoring, employee trading reviews, AML/KYC, and regulatory filings preferred
  • Strong analytical, communication, and problem-solving skills

What's on Offer

  • Hourly pay ranging from $50.00-$60.00/hr
  • Temporary position with the opportunity to gain valuable compliance experience.

Interested? Apply today.

Numbers & Facts

LocationLos Angeles, California
Job TypeTemporary
IndustryStaffing/Employment Agencies
Salary$103,992–$124,790 Per Year
Company Size10,000 employees or more
Websitehttps://www.michaelpage.ca/

About Company

Michael Page is one of the world's leading professional recruitment consultancies, specializing in the placement of candidates in permanent, contract, temporary and interim positions with clients around the world. Our business was established in Canada in 2005 when we opened our Toronto office. Our role is to work with employers and job seekers to facilitate a successful match. This can range from advising a global company on a candidate sourcing strategy to helping a job seeker find their dream job. In Canada, we focus on recruiting for the following areas: Banking and financial services Digital and e-commerce Engineering and manufacturing Finance and accounting Human resources Information technology Marketing Oil and gas Procurement and supply chain Property and construction Sales An Established Brand The Group has established a leading presence in many of the key markets for professional recruitment around the world and has positioned itself in certain other markets, which offer the opportunity for future growth. Within its current largest markets, Michael Page has also built a regional presence, including in the UK, France and Australia. Consequently, the Michael Page brand is among the most widely recognized brands in the professional recruitment industry. A Market Leader The role of a recruitment consultancy is to act as an intermediary, identifying and sourcing suitably qualified candidates on behalf of its clients. Candidates are recruited either for permanent or contract positions (typically for a fixed term) or on a temporary basis. Within the overall recruitment industry, the market for professional recruitment services is a specialist sector which has developed more recently. Michael Page is widely recognized as leading the development of this market around the world. Learn the benefits of working with Michael Page yourself. Submit your resume or contact a Michael Page recruitment consultant today.

Skills

  • Analysis Skillsunmatched
  • Asset Managementunmatched
  • Communication Skillsunmatched
  • Documentationunmatched
  • Equity Securitiesunmatched
  • Financial Managementunmatched
  • Hedge Fundsunmatched
  • Investment Managementunmatched
  • Know Your Customer (KYC)unmatched
  • Maintain Complianceunmatched
  • Private Fundingunmatched
  • Problem Solving Skillsunmatched
  • Registered Investment Advisor (RIA)unmatched
  • Regulatory Complianceunmatched
  • Regulatory Requirementsunmatched
  • Regulatory Submissionsunmatched
  • Surveillanceunmatched

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