Our client is a global asset servicing and compliance solutions provider that supports investment managers, financial institutions, and corporations with fund administration, regulatory compliance, governance, and corporate services.
Conduct compliance testing and monitoring activities. Support trade surveillance reviews and investigations. Administer and oversee Code of Ethics and personal trading programs. Assist with AML/KYC screening processes and compliance reviews. Support SEC and RIA regulatory compliance requirements. Prepare and maintain regulatory filings and documentation. Partner with business stakeholders to ensure adherence to regulatory obligations and internal policies.
MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.
A successful Compliance Associate should have:
Interested? Apply today.
| Location | Los Angeles, California |
| Job Type | Temporary |
| Industry | Staffing/Employment Agencies |
| Salary | $103,992–$124,790 Per Year |
| Company Size | 10,000 employees or more |
| Website | https://www.michaelpage.ca/ |
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