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Compliance Attorney

Lancesoft

Boston, MA(remote)

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JOB DETAILS
SALARY
SKILLS
Academic Background, Analysis Skills, Asset Management, Attorney, Communication Skills, Conflict Resolution, Corporate Governance, Data Migration, Detail Oriented, Documentation, Finance, Fixed Income Investments, Insurance, Insurance Regulations, Investment Services, Legal, Managed Care, Materials Management, Mergers and Acquisitions, Negotiation Skills, New Drug Application, Non-Disclosures, On Site Support, Presentation/Verbal Skills, Regulations, Regulatory Compliance, Regulatory Reports, Regulatory Requirements, Risk Analysis, Securities, Securities Investments, Securities and Exchange Commission (SEC), Team Player, Trading Systems, Transaction Processing/Management, Writing Skills
LOCATION
Boston, MA
POSTED
10 days ago
Location: Remote (Boston or NY preferred especially if they are being considered for conversion. Conversion requires 2-3 day in-office presence at NY location (NY only, not Boston)
Duration: 6 months with possible conversion
Pay Range: $70/ hr on W2 to $75/ he on W2

•What stands out on a resume/most important skillset: attention to detail, solid academic background, relevant experience

•Is there a preference for industries the candidates have worked in: Finance / Asset management

The Position:

The Compliance team is looking for a compliance attorney to assist with control room function to support scaling private investment activity. This role requires frequent interactions with investment teams and partners and a general understanding of this process –wall-crossing, conflicts checks, company research, non-disclosure agreements, and documentation/monitoring in the systems.

Responsibilities:

•Support policies and processes to mitigate and manage potential conflicts arising from public and private investment activity.
•Monitor deal pipeline, confer with deal teams as appropriate, and ensure appropriate tracking of potential transactions within systems
•Research potentially impacted public securities and issuers, as well as deal/company facts to support materiality determinations;validate ongoing review of developments and status
•Support review, negotiation and execution of deal-related non-disclosure agreements
•Help drive transition to new compliance control room platform;work with colleagues to ensure successful integration with pipeline platform and migration of legacy data
•Support regulatory analysis on issues, including securities and insurance regulation matters.
•Assist with monitoring/tracking of applicable regulatory and industry developments;draft related summaries, guidance and proposed policy language as needed
•Participate as needed in range of ad hoc and special projects with Compliance team and other colleagues e.G., risk assessments, regulatory reporting, firm and corporate governance, etc.
•Broad understanding of investment compliance programs (code of ethics, policies, testing, controls, etc.) in order to offer on-site compliance support.

Qualifications:

•Competencies typically acquired through at least a bachelor’s degree and 2 or more years of relevant investment, compliance or legal experience;JD, control room experience, and experience with deal-related M&A non-disclosure agreements NDAs required
•Licensed to practice law in at least one state (any US state)
•Experience with and solid understanding of various fixed income asset classes and investment products;experience with private credit a plus
•Basic knowledge of securities regulation and investment compliance topics - Investment Advisers Act of 1940, management of confidential and material non-public information, SEC and other regulatory requirements for buy-side institutional investors
•Experience with control room / trading systems and related technology/data a plus (e.G., Dealcloud, MCO, Aladdin, Bloomberg, Pitchbook, CapIQ)
•Desire to expand knowledge of regulatory/legal/compliance topics applicable to the asset management and insurance industries
•Strong verbal and written communication skills
•Strong ethical character;poise and confidence to interact with wide range of colleagues;collegial team player

About the Company

L

Lancesoft

We are a $125 Million, NMSDC-certified Minority & Woman owned Workforce Solutions Company headquartered in the DC metro area with presence across US with global presence - Canada, Mexico, India, UK, Malaysia, Indonasia, Hongkong, Singapore, UAE. We are specialized in providing Workforce Solutions, SOW project delivery, Engineering Solutions, Creative Services. We currently support 100+ Fortune companies globally and across multiple industry segments. We are currently supporting several massive programs across industry segment nationally/globally (Intel, Ally, AMD, QUALCOMM, Morgan Stanley, Kraft/ Mondelez, MNP, Amdocs, Dell, SanDisk, Medtronic, Becton Dickinson, GE, Lockheed Martin, UTC, L-3 Communications, Caterpillar, BMW, Mercedes Benz, National Grid, Dominion, Energy Future Holdings, PSEG, 3M, Fidelity, Aetna, Humana, Johnson & Johnson, Pfizer, Merck etc). 

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender, identity, national origin, disability, or protected veteran status.

COMPANY SIZE
2,000 to 2,499 employees
INDUSTRY
Staffing/Employment Agencies
FOUNDED
2000
WEBSITE
http://www.lancesoft.com/

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