Compliance Examiner 1/2
Salary
$3,345.00 - $6,566.00 Monthly
Location
Baton Rouge, LA
Job Type
Classified
Job Number
LDI-2026-45
Department
Insurance-Commissioner of Insurance
Opening Date
07/20/2026
Closing Date
8/3/2026 11:59 PM Central
About this Job
The mission of the Department of Insurance is to enforce the insurance laws and regulations of the state impartially, honestly and expeditiously.
The Louisiana Department of Insurance is seeking a motivated and analytical Compliance Examiner 1/2 to join the Office of Financial Solvency, Financial Examinations/Analysis or Field Division. In this role, youll help protect the financial stability of Louisianas insurance and financial services industries by conducting in-depth financial examinations, reviewing regulatory filings, and working directly with industry professionals to ensure compliance with state and federal laws. If you enjoy analyzing financial information, solving complex problems, and making a meaningful impact on the integrity of financial systems, we encourage you to apply!
Minimum Qualifications
Three years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
Six years of full-time experience in any field plus nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking; OR
A bachelor's degree with nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking; OR
A bachelor's degree in accounting, auditing, finance, business administration, management, economics, or statistics; OR
An advanced degree in accounting, auditing, finance, business or public administration, management, economics, quantitative methods, or statistics; OR
A Certified Public Accountant (CPA) license, Certified Financial Examiner (CFE), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA) designation.
EXPERIENCE SUBSTITUTION:
Every 30 semester hours earned from an accredited college or university will be credited as one year of experience towards the six years of full-time work experience in any field. The maximum substitution allowed is 120 semester hours which substitutes for a maximum of four years of experience in any field.
Job Specification
The official job specifications for this role, as defined by the State Civil Service, can be found here.
Job Duties and Other Information
Job Duties:
As a Compliance Examiner 1/2 in the Office of Financial Solvency, you will/may:
Position-Specific Details:
Division/Location: Office of Financial Solvency/Financial Examinations/Analysis or Field
Appointment Type: Probational
Career Progression: This position will be filled as a Compliance Examiner 1 or 2, depending on the qualifications of the selected candidate.
Compensation: The salary will be determined based on qualifications and experience within the established pay range.
About the Division: The Office of Financial Solvencys primary mission is to monitor the financial health of regulated entities through statutorily mandated field examinations and financial analyses and to provide actuarial analysis of rate filings, adequacy of insurers reserves, and insurance legislation.
Career Growth Opportunity: Advancement in this role may involve earning professional designations through the Society of Financial Examiners (SOFE), such as the Accredited Financial Examiner (AFE) and Certified Financial Examiner (CFE). Each designation involves passing four exams and meeting SOFE's work experience requirements (two years for the AFE, three years for the CFE). These certifications can only be awarded upon application to SOFE and are a key step toward promotion to the next level.
How To Apply:
NO CIVIL SERVICE exam is required to be considered for this vacancy.
To apply for this vacancy, click on the "Apply" link above and complete an electronic application, which can be used for this vacancy as well as future job opportunities. Applicants are responsible for checking the status of their application to determine where they are in the recruitment process. Further status message information is located under the Information section of the Current Job Opportunities page.
Contact Information:
For further information about this vacancy, contact:
Dr. Phillip Donagriche
Human Resources Division
Louisiana Department of Insurance
P.O. Box 94214
Baton Rouge, LA 70804
Phillip.Donagriche@ldi.la.gov
Louisiana is a State As a Model Employer (SAME) that supports the recruitment, hiring, and retention of individuals with disabilities.
Louisiana State Government represents a wide variety of career options and offers an outstanding opportunity to make a difference through public service. With an array of career opportunities in every major metropolitan center and in many rural areas, state employment provides an outstanding option to begin or continue your career.
As a state employee, you will earn competitive pay, choose from a variety of benefits, and have access to a great professional development program:
Insurance Coverage More information can be found at https://info.groupbenefits.org/
Parental Leave - Up to six weeks paid parental leave
More information can be found at https://www.civilservice.louisiana.gov/Parental-Leave/Default.aspx
Holidays and Leave - State employees receive the following paid holidays each year:
State employees earn sick and annual leave which can be accumulated and saved for future use. Your accrual rate increases as your years of service increase.
Retirement - State of Louisiana employees are eligible to participate in various retirement systems (based on the type of appointment and agency for which an employee works). These retirement systems provide retirement allowances and other benefits for state officers and employees and their beneficiaries. State retirement systems may include (but are not limited to):
01
Do you possess a Bachelors degree in one of the following: accounting, auditing, finance, business administration, management, economics, or statistics?
02
If you answered yes to the previous question, please list the degree as it appears on your transcript. If you answered no, please list N/A.
03
Do you possess an advanced degree in one of the following: accounting, auditing, finance, business or public administration, management, economics, quantitative methods, or statistics?
04
If you answered yes to the previous question, please list the degree as it appears on your transcript. If you answered no, please list N/A.
05
Do you possess nine semester hours in accounting from an accredited college or university?
06
If you indicated that you possess 9 semester hours in accounting in the question above, please type the accredited institution where these hours were earned, qualifying course titles, and hours of credit. If you answered no please type N/A. (Ex. ACCT 2001 - Introductory Financial Accounting - 3 hrs - LSU)
07
Do you possess an additional fifteen semester hours in accounting, economics, finance, insurance, statistics, financial analysis, business law, or money and banking?
08
If you indicated that you possess the additional 15 semester hours in accounting, economics, finance, insurance, statistics, financial analysis, business law or money and banking in the question above, please type the accredited institution where these hours were earned, qualifying course titles, and hours of credit. If you answered no please type N/A. (Ex. ACCT 2001 - Introductory Financial Accounting - 3 hrs - LSU)
09
Do you possess a Certified Public Accountant (CPA) license, Certified Financial Examiner (CFE), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA) designation?
10
Do you have knowledge of the three main financial statements?
11
Have you performed a risk-focused financial analysis before or conducted a financial compliance examination? (Yes/No). If yes, please describe the detail and/or level of experience.
12
Do you have experience analyzing financial statements for discrepancies? (Yes/No). If yes, please describe your level of experience.
13
Are you familiar with statutory requirements and regulations for insurance companies?
14
Are you willing and able to obtain the required insurance financial regulation designations, Accredited Financial Examiner (AFE) and Certified Financial Examiner (CFE)?
15
Do you possess any certifications and/or designations that you feel may be relevant to the position? (Yes/No). If so, please list the certifications and/or designations.
16
This position requires ongoing continuing education and professional development, are you willing to commit to ongoing continuing education and professional development?
17
This position requires strong analytical skills, critical-thinking, time management, and strong communication skills (both written and oral). Do you possess some or all of these skills? (Yes/No). Please list the skills you possess.
18
Do you have the ability to research and consistently apply laws, policies, procedures, regulations, and accounting practices?
19
Do you have the ability to work independently, effectively, and efficiently, with minimal oversight to meet defined work expectations, standards, and deadlines?
Required Question
Employer State of Louisiana
Address 1201 N 3rd St
Baton Rouge, Louisiana, 70802
Phone (866) 783-5462
Website http://agency.governmentjobs.com/louisiana/default.cfm