Compliance Examiner Assistant Manager
Salary
$5,023.00 - $9,856.00 Monthly
Location
Baton Rouge, LA
Job Type
Promotion
Job Number
OFI-223195-GH
Department
GOV-Office of Financial Institutions
Opening Date
07/10/2026
Closing Date
7/16/2026 11:59 PM Central
About this Job
The Office of Financial Institutions is responsible for the supervision of various entities which provide financial services to the citizens of the State of Louisiana. The Office is divided into three major divisions based on general types of institutions regulated - the Depository Institutions Division, the Non-Depository Services Division, and the Securities Division. OFI is committed to developing a highly professional staff that effectively utilizes available resources and makes sound decisions.
Incumbent supervises a staff of Compliance Examiners responsible for conducting examinations of regulated entities including Residential Mortgage Lenders, Money Transmitters, Virtual Currency companies, Pawnbrokers, Check Cashers, Licensed Lenders, Bond for Deed (BFD), and Repossession Agencies. Receives general supervision from a Compliance Examiner Deputy Chief.
Minimum Qualifications
Seven years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
Six years of full-time experience in any field plus nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking plus four years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A bachelor's degree with nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking plus four years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A bachelor's degree in accounting, auditing, finance, business administration, management, economics, or statistics plus four years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
An advanced degree in accounting, auditing, finance, business or public administration, management, economics, quantitative methods, or statistics plus three years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A Certified Public Accountant (CPA) license, Certified Financial Examiner (CFE), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA) designation plus two years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance.
EXPERIENCE SUBSTITUTION:
Every 30 semester hours earned from an accredited college or university will be credited as one year of experience towards the six years of full-time work experience in any field. The maximum substitution allowed is 120 semester hours which substitutes for a maximum of four years of experience in any field.
Job Specification
The official job specifications for this role, as defined by the State Civil Service, can be found here.
Job Duties and Other Information
Job Duties:
Oversees the on-site and off-site examination process.
Trains or supervises the on-the-job training of Compliance Examiners as they progress through the training series.
Supervises examiners in analyzing the most difficult and problematic licensees and assists the Examiner-in-Charge in preparing for the exit meeting at the conclusion of the
examination.
Confers and corresponds with subordinate compliance examiners to provide information, resolve problems, and clarify any discrepancies or inconsistencies with examination principles, practices, or procedures.
Serves as Assistant-in-Charge and Examiner-in-Charge on a rotating basis and performs these duties for the most complex
examinations.
Position-Specific Details:
Location: Office of Financial Institutions main Office in Baton Rouge
Appointment Type: This is a promotional position only open to current permanent Office of Financial Institutions employees.
Compensation: The salary will be determined based on qualifications and experience within the established pay range.
Louisiana is a State as Model Employer (SAME) for individuals with disabilities.
How To Apply:
No Civil Service test score is required in order to be considered for this vacancy.
To apply for this vacancy, click on the "Apply" link above and complete an electronic application, which can be used for this vacancy as well as future job opportunities. Applicants are responsible for checking the status of their application to determine where they are in the recruitment process. Further status message information is located under the Information section of the Current Job Opportunities page.
Contact Information:
For further information about this vacancy, contact:
George Hagerty
Human Resources Analyst
Office of Financial Institutions
8660 United Plaza Blvd, 2nd Floor
Baton Rouge, LA 70809
ghagerty@ofi.la.gov
Louisiana State Government represents a wide variety of career options and offers an outstanding opportunity to make a difference through public service. With an array of career opportunities in every major metropolitan center and in many rural areas, state employment provides an outstanding option to begin or continue your career.
As a state employee, you will earn competitive pay, choose from a variety of benefits, and have access to a great professional development program:
Insurance Coverage More information can be found at https://info.groupbenefits.org/
Parental Leave - Up to six weeks paid parental leave
More information can be found at https://www.civilservice.louisiana.gov/Parental-Leave/Default.aspx
Holidays and Leave - State employees receive the following paid holidays each year:
State employees earn sick and annual leave which can be accumulated and saved for future use. Your accrual rate increases as your years of service increase.
Retirement - State of Louisiana employees are eligible to participate in various retirement systems (based on the type of appointment and agency for which an employee works). These retirement systems provide retirement allowances and other benefits for state officers and employees and their beneficiaries. State retirement systems may include (but are not limited to):
01
Are you a current permanent Office of Financial Institutions employee?
02
If you have a current certified public accountant (CPA) certificate list the certificate number, issue date, and expiration date. If you do not enter N/A.
03
If you have completed nine semester hours in accounting from an accredited institution indicate the course titles, semester hours earned, and the institution. (Ex. ACCT 2001 - Introductory Financial Accounting - 3 hrs - LSU) If you do not enter N/A.
04
If you have completed an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking from an accredited institution indicate the course titles, semester hours earned, and the institution. (Ex. ACCT 2001 - Introductory Financial Accounting - 3 hrs - LSU) If you do not enter N/A.
05
If you are qualifying for this position with one of the degree options provide the level of degree, major as given on your official transcript, school name, and date earned for each degree you have completed. Example: (Bachelor in biology at Louisiana State University May 2012) If you are not qualifying under a degree option enter N/A.
Required Question
Employer State of Louisiana
Address 1201 N 3rd St
Baton Rouge, Louisiana, 70802
Phone (866) 783-5462
Website http://agency.governmentjobs.com/louisiana/default.cfm