Compliance Manager

Wise Plc

New York, NY

JOB DETAILS
SALARY
$99,000–$138,000 Per Year
SKILLS
Analysis Skills, Atlassian JIRA, Auditing, Banking Services, Business Processes, Communication Skills, Demographics, Finance, Financial Regulations, Health Maintenance, Interpret Regulations, Legal, Maintain Compliance, Policy Development, Presentation/Verbal Skills, Problem Solving Skills, Procedure Development, Product Development, Product Engineering, Regulations, Regulatory Compliance, Regulatory Requirements, Risk, Risk Analysis, Risk Management, Team Player, Test Design, Test Plan/Schedule, Test Program, Testing, Time Management, Willing to Travel
LOCATION
New York, NY
POSTED
30+ days ago

Compliance Manager Salary: $99,000 - $138,000 USD Annual vacancyopjusttionswidget.opt-Team Risk and Compliance vacancyopjusttionswidget.opt-Locations New York Apply Shortlist

Company Description

Wise is a global technology company building the best way to move and manage the worlds money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and receiving international payments, Wise is on a mission to make their lives easier and save them money. As part of our team, you will be helping us create an entirely new network for the worlds money. For everyone everywhere.

Job Description

Your mission As a Compliance Monitoring and Testing Manager, Compliance Oversight, you will play a pivotal role in ensuring Wises adherence to regulatory requirements, particularly concerning our second-line monitoring and testing program, banking partners audits, and examinations. Your responsibilities will include:

Design control testing plans and evaluate compliance with rules and regulations. Audit & Examination Management: Lead the preparation and management of regulatory examinations and audits, ensuring timely and accurate responses. Compliance Framework Development: Support the development and maintenance of Wises Regulatory Compliance oversight framework, including policies and procedures. Build trust within our teams, deliver meaningful controls testing - scoping reviews, controls assessments, and any findings. Work with teams to ensure regulatory compliance issues are remediated in line with agreed timelines. Proactively communicate solutions to address control gaps or how our processes can be enhanced. Work with teams to educate them about the US and CA regulatory requirements and empower teams to build risk-based processes which are clearly documented. Oversee and maintain a healthy compliance culture throughout the organisation. Adapt your focus on different compliance issues depending on growth plans and compliance needs.

Risk Assessment Execute and enhance quarterly monitoring across key risk areas and assist in the preparation of committee and board reports.

Stakeholder Collaboration Work closely with operational finance, product, and engineering teams to ensure compliance is integrated into business processes.

About you

Previous monitoring and testing experience within a Financial Regulation advisory role or experience in a Compliance, Legal department, Financial Crime Oversight, Risk and Controls function, or in a consultancy environment.

J.D. Certified Regulatory Compliance Manager or similar qualification Familiar with regulations and processes related to Financial Crime Reg E, UDAAP, E-Sign Act, and state Money Transmission License regulations. Ability to analyze and interpret complex regulatory frameworks and apply them effectively. Ability to effectively communicate with Product Managers and Engineers and provide practical, actionable, and value-added recommendations. Strong presentation skills. Problem-solving attitude with the ability to use regulations together with data to drive business decisions. Experience or interest in working in a fast-growing environment. Willing to travel as Wise offices are located across different countries, and legally authorized to work in the U.S.

Some extra skills that would be great:

Familiarity with tools such as Excel, Confluence, Jira, and Governance Risk and Compliance GRC platforms. Experience working with international teams and understanding of global regulatory environments.

We are people without borders - without judgment or prejudice too. We want to work with the best people, no matter their background. So, if youre passionate about learning new things and keen to join our mission, youll fit right in.

Also, qualifications arent that important to us. If youve got great experience and are great at articulating your thinking, wed like to hear from you.

And because we believe that diverse teams build better products, we especially love to hear from you if youre from an under-represented demographic.

Additional Information

For everyone everywhere. We are people building money without borders - without judgment or prejudice too. We believe teams are strongest when they are diverse, equitable, and inclusive. Were proud to have a truly international team and we celebrate our differences. Inclusive teams help us live our values and make sure every Wise feels respected, empowered to contribute towards our mission, and able to progress in their careers.

If you want to find out more about what its like to work at Wise, visit Wise.Jobs.

Keep up to date with life at Wise by following us on LinkedIn and Instagram.

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From me days to mission days, sabbaticals to stock, and everything in between. For everyone everywhere. We are people building money without borders. Find out what youll get if you join us.

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Wise Plc