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Compliance Reporting Analyst - 1940 Act

Daley and Associates

Boston, MA

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JOB DETAILS
SALARY
$30–$37 Per Hour
LOCATION
Boston, MA
POSTED
30+ days ago
Compliance Reporting Analyst

We are currently seeking candidates for a Compliance Reporting Analyst opportunity with a highly successful Investment Management firm located in Boston, MA. The Compliance Reporting Analyst will work closely with the Compliance Reporting Team, and will support compliance reporting, client reporting, and regulatory reporting functions. The ideal candidate will have 1-3+ years of compliance reporting, client reporting, and/or regulatory reporting experience ideally within investment management or financial services.

This is a 3 month contract position, paying between $30-$37/hour (depending on experience).

This role supports a hybrid work-model, consisting of 3 onsite and 2 remote days/week.

Responsibilities:
  • Collaborate with the Compliance Reporting Team, assisting in daily compliance reporting activities and operational processes.
  • Perform and deliver compliance reporting, including, but not limited to, client reporting, corporate reporting, investment reporting, and regulatory reporting.
  • Develop and maintain working knowledge of reporting requirements related to investment and corporate compliance for US and non-US jurisdiction.
  • Perform research and analysis related to compliance reporting, staying up-to-date on industry trends, standards, and guidelines.
  • Contribute to additional reporting responsibilities, including management reporting and regulatory reporting.
  • Perform ad-hoc tasks and projects as needed.
Qualifications:
  • Bachelor’s degree in Finance, Economics, Business, or related field.
  • Knowledge of financial regulations, such as the 1940 act
  • 1-3+ years of compliance reporting experience in investment management or financial services.
  • Experience performing client reporting and corporate compliance reporting functions in investment management or financial services.
  • Strong experience leveraging compliance reporting systems and tools.
  • Proficiency in basic data analysis (Excel, Tableau, PowerBI).
  • Working knowledge of compliance reporting and regulatory frameworks, and willingness to stay up-to-date on industry trends and standards.
  • Ability to analyze data and meet complex reporting requirements.
  • Proven ability to work independently and collaboratively.
  • Strong organizational skills and attention to detail.
For immediate consideration, interested and qualified candidates should send their resume to Jackson at jnichols@daleyaa.com.

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About the Company

D

Daley and Associates

Daley And Associates, LLC (“DAA”) is a boutique search, executive, and contract staffing firm located in Boston, MA. We specialize in the placement of Accounting, Finance, Information Technology, Legal, Administrative, and Life Sciences professionals at all levels. The firm was founded in 2005 by distinguished executives with over 30+ years of staffing agency experience with the mission to create a different kind of recruiting firm, one that provides a very hands-on, consultative approach to the clients they serve.


Daley And Associates works with some of the most prominent businesses in the greater Boston area. Our clients range from promising start-ups to Fortune 100 companies.

COMPANY SIZE
20 to 49 employees
INDUSTRY
Staffing/Employment Agencies
FOUNDED
2005
WEBSITE
http://daleyaa.com/

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