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Compliance Specialist I

Herring Bank

Amarillo, TX

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JOB DETAILS
SKILLS
Analysis Skills, Auditing, Background Investigation, Banking Regulations, Banking Services, Best Practices, Change Management, Communication Skills, Consumer Regulations, Customer Support/Service, Dental Insurance, Detail Oriented, Documentation, External Audit, Fair Lending, Finance, Financial Services, Health Insurance, High School Diploma, Insurance Documentation, Internal Audit, Loan Operations, Loan Review, Maintain Compliance, Monitor Regulations, Multitasking, Organizational Skills, Policy Implementation, Presentation/Verbal Skills, Regulations, Regulatory Compliance, Risk Analysis, Risk Management, Team Player, Vision Plan, Writing Skills
LOCATION
Amarillo, TX
POSTED
23 days ago
Benefits:
  • 401(k)
  • 401(k) matching
  • Dental insurance
  • Health insurance
  • Paid time off
  • Vision insurance

Compliance Specialist I


Location: Amarillo, TX
Schedule: Monday–Friday with occasional Saturdays; flexible schedule typically between 8:00 AM – 5:00 PM
Status: Full-Time | Exempt
Reports To: Chief Compliance Officer


About the Role


Herring Bank is seeking a detail-oriented and analytical Compliance Specialist I to support the Bank’s Compliance Management System through internal monitoring, regulatory review, and compliance support activities. This role is responsible for helping ensure adherence to applicable banking laws, regulations, and internal policies while supporting the Compliance Officer with monitoring reviews, reporting, risk assessments, and regulatory change management.


The ideal candidate will bring strong HMDA and Third-Party Risk Management experience within a banking environment, along with the ability to identify compliance risks and support effective remediation efforts.


What You’ll Do


  •  Perform internal compliance monitoring reviews across lending and operational areas of the Bank 
  •  Conduct secondary reviews of HMDA data to ensure accuracy, completeness, and identification of potential Fair Lending concerns 
  •  Support Third-Party Risk Management monitoring, documentation, and risk assessment processes 
  •  Review Flood Insurance documentation and insurance coverage requirements for accuracy and completeness 
  •  Monitor compliance with applicable banking regulations including HMDA, ECOA, UDAAP, SAFE Act, Electronic Funds Transfer Act, and Expedited Funds Availability Act 
  •  Assist in identifying, documenting, and tracking compliance issues and remediation efforts 
  •  Support the development and maintenance of compliance policies, procedures, and monitoring processes 
  •  Assist with regulatory change implementation and communication to Bank personnel 
  •  Participate in internal and external audit reviews as needed 
  •  Assist with compliance training initiatives and preparation of compliance committee and Board reporting 
  •  Maintain current knowledge of banking regulations, regulatory guidance, and industry best practices 
  •  Foster a collaborative team environment and provide excellent internal customer support 
What You’ll Bring


  •  Strong knowledge of HMDA reporting, monitoring, and Fair Lending review processes 
  •  Experience with Third-Party Risk Management programs and vendor oversight processes 
  •  Analytical mindset with strong attention to detail and organizational skills 
  •  Ability to manage multiple priorities in a fast-paced environment 
  •  Strong written and verbal communication skills 
  •  Ability to work independently while collaborating effectively across departments 
  •  Sound judgment and ability to maintain confidentiality 
  •  Commitment to providing excellent customer and employee support 
Qualifications


  •  High school diploma required; Bachelor’s degree in Business, Finance, or related field preferred 
  •  Minimum of 5 years of relevant banking or compliance experience preferred 
  •  Experience in banking compliance, audit, risk management, or related financial services functions 
  •  Knowledge of consumer compliance regulations and regulatory monitoring practices 
  •  Proficiency with Microsoft Office and general computer applications 
  •  Ability to pass a background and credit check 
Why Join Herring Bank?


We value collaboration, integrity, and exceptional customer service. Herring Bank is committed to supporting employees through professional development opportunities and a team-focused culture dedicated to serving our customers and communities.


Herring Bank is an Equal Opportunity Employer and Member FDIC.


About the Company

H

Herring Bank

The bank provides a full range of commercial and consumer banking products, as well as investment and trust services. While the bank is primarily owned by the family of its founder, Col. C.T. Herring, the bank has directors and owners in communities that it serves. Through local leadership and ownership, Herring Bank has created a legacy of helping customers with their financial needs for some 110 years.

COMPANY SIZE
100 to 499 employees
INDUSTRY
Banking
FOUNDED
1899
WEBSITE
https://www.herringbank.com/

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