Ideally looking for either contract to hire or will hire fulltime for the right candidate.
Candidates must be local to either Scottsdale, AZ, Malvern PA or Charlotte, NC--will work *** Hybrid Schedule (M/F WFH, T/W/TH in-office)
Contractor Pay Rate: ***-***/hr
Fulltime Salary: ***k + *** Target Bonus + *** Partnership Bonus
**Candidates must have Series 7 and Series 63 Certification obtained to be submitted
Job Description Summary: Researches and reviews privacy incidents to support the division's regulatory requirements.
Core Responsibilities:
1. Researches and reviews reports received through the division's fraud hotline and analyzes potential incidents reports to identify, investigate, and resolve. Elevates complex issues, as necessary. Follows approved investigation procedures and obtains approvals for corrective actions as needed.
2. Prepares privacy incident correspondence and responds to routine privacy inquiries. Complies with direction from the Global and Legal Privacy teams.
3. Assesses potential control failures. Collaborates with management and or the appropriate business partners to ensure that potential high risk scenarios caused by a control failure are corrected.
4. Assists with the maintenance of written procedures documenting privacy incident processes and coordinates the distribution of updated policies and procedures to the division.
5. Keeps abreast of regulatory procedures and changes. Provides the appropriate privacy incident prevention services, including awareness, training, reinforcement of procedures to other divisional units as directed.
6. Participates in special projects and performs other duties as assigned.
Qualifications
Undergraduate degree or equivalent combination of training and experience.
Minimum of one year related work experience, with experience in data privacy preferred.
This job requires a regulatory license and/or registration (e.g. Client, state, SFC). These will be determined by Compliance based on role-specific duties.
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What makes this role exciting
Lead investigations, documentation, and resolution of potential and confirmed privacy incidents, with close attention to state-specific privacy requirements.
Champion a culture of privacy prevention through education, training, and reinforcement of best practices.
Collaborate across the business to quickly address high-risk scenarios tied to control gaps or failures.
Bring forward fresh ideas and innovative approaches that help reduce client impact and strengthen our overall privacy posture.
Who will thrive in this role
You care deeply about protecting client data and doing the right thing for clients.
You enjoy solving complex problems and approaching challenges with a strong risk-mitigation mindset.
You bring strong knowledge of Personal Wealth processes and systems, or you are eager to continue building that expertise.
You have strong writing and editing skills and can communicate clearly and effectively.
You thrive working independently, stay highly detail-oriented, and manage deadlines with confidence.
You build strong, collaborative relationships and work effectively with partners across the organization.
You hold active SIE, Series 7, and Series 63 licenses.