Director, Market Risk Audit

Director, Market Risk Audit

SMBC is seeking an experienced Audit Director to lead Market Risk audits from the 3LOD and partner with business stakeholders to strengthen governance, risk management, and internal controls related to market risk activities across SMBC Americas Division. Therole will be based in Charlotte and will focus on trading and non trading market risk including risk measurement, stress testing, valuation, and regulatory capital frameworks.

Role Objectives:

• Delivery
• Interpersonal
• Expertise

Qualifications and Skills:

• Minimum of 10+ years of experience in banking, financial services, or consulting, preferably within Market Risk, Capital Markets trading, or Internal Audit.
• At least 5-7 years of hands on audit experience, including familiarity with audit methodology, workpaper standards, and regulatory expectations.
• Experience with trading businesses, risk analytics, or quantitative risk management preferred.
• Bachelor's or advanced degree (Master's/Ph.D.) in Finance, Economics, Mathematics, or other quantitative discipline.
• Professional certifications (e.g., FRM, CFA, CPA, CIA) are advantageous.

SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the entire workweek is required. SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at accommodations@smbcgroup.com.