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Financial Controller - Capital Markets

Madison-Davis

Toronto, Canada, NY

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JOB DETAILS
SKILLS
Accounting, Accounting Policies, Accounting Standards and Regulations, Analysis Skills, Auditing, Banking Regulations, Banking Services, Brokerage, Capital Markets, Certified Public Accountant (CPA), Communication Skills, Continuous Improvement, Corporate Finance, External Audit, Finance, Financial Control, Financial Management, Financial Operations, Financial Planning and Analysis (FP&A), Financial Regulations, Financial Reporting, Financial Risk Management, Financial Services, Financial Statements, Internal Audit, International Financial Reporting Standards (IFRS), Investment Capital, Leadership, Maintain Compliance, Mentoring, Operational Strategy, Operational Support, Process Improvement, Product Control, Regulatory Compliance, Regulatory Reports, Regulatory Requirements, Regulatory Submissions, Tax Regulations, Tax Reporting, Treasury, Treasury Management
LOCATION
Toronto, Canada, NY
POSTED
29 days ago

ABOUT THE ROLE

A leading capital markets and broker-dealer platform is seeking a senior finance professional to serve as a key partner to executive leadership and oversee financial reporting, regulatory reporting, tax, treasury support, and finance operations. This highly visible role requires deep expertise in broker-dealer accounting, financial controls, regulatory filings, and capital markets operations.

The successful candidate will operate in a lean environment, partnering closely with senior leadership while maintaining hands-on involvement across accounting, regulatory, tax, audit, and treasury functions.

RESPONSIBILITIES
  • Lead financial reporting, regulatory reporting, tax, and treasury support activities for a regulated broker-dealer entity.
  • Prepare and review monthly and annual financial statements in accordance with IFRS and applicable regulatory requirements.
  • Oversee regulatory filings and ensure compliance with broker-dealer, banking, and tax regulations.
  • Serve as the primary liaison with regulators, internal auditors, and external auditors while coordinating audit activities and deliverables.
  • Manage direct and indirect tax reporting, provisions, and compliance requirements.
  • Partner with Accounting Policy, Financial Reporting, Product Control, Treasury, FP&A, and other finance teams on accounting and reporting matters.
  • Strengthen internal controls, improve finance processes, and support operational effectiveness initiatives.
  • Support treasury, capital management, and broader corporate finance activities.
  • Mentor and develop finance team members while fostering a culture of accountability and continuous improvement.

QUALIFICATIONS
  • Bachelor's degree in Accounting, Finance, or a related field.
  • CPA (Canada or U.S.) required.
  • 8+ years of accounting, finance, regulatory reporting, or audit experience within financial services.
  • Direct broker-dealer, capital markets, investment dealer, or banking experience required.
  • Strong knowledge of regulatory reporting requirements, financial controls, and financial statement preparation.
  • Experience with IFRS reporting and financial institution regulatory frameworks.
  • Familiarity with direct and indirect tax reporting, audits, and treasury-related activities.
  • Strong understanding of financial institution risk management, governance, and control environments.
  • Excellent analytical, communication, and stakeholder management skills.
  • Ability to operate effectively in a hands-on, lean, and fast-paced environment.

About the Company

M

Madison-Davis

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