Brokerage, Communication Skills, Detail Oriented, Fixed Income Investments, Policy Implementation, Regulations, Regulatory Reports, Reporting Skills, Securities and Exchange Commission (SEC), Time Management, Treasury
Supports regulatory reporting and control functions for fixed income trading across U.S. Treasuries, Agencies, Corporates, and MBS. Ensures accurate and timely reporting to regulators including Client (TRACE), SEC, and MSRB by monitoring trade data, resolving exceptions, and maintaining reporting controls.
Works closely with Trading, Operations, Compliance, and Technology to investigate breaks, support audits, and implement regulatory changes.
Requirements:
3+ years of fixed income operations or regulatory reporting experience;strong knowledge of TRACE and trade lifecycle;excellent attention to detail and communication skills.
P
Phaxis
We stand for PERSEVERANCE, as we refuse to quit when the journey gets tough. Your gold is our mission, and we search day and night to find it.
50 to 99 employees
Staffing/Employment Agencies