$200,000–$220,000 Per Year
Asset Management, Attorney, Brokerage, Detail Oriented, Interpersonal Skills, Investment Management, Investment Services, Latin Language, Leadership, Legal, Maintain Compliance, Marketing, Microsoft Exchange Server, Organizational Skills, Private Funding, Regulations, Regulatory Compliance, Securities
Funds and Distribution Counsel opening at growing asset manager. This role is focused on the LATAM market and requires Spanish language fluency.
Client Details
Asset manager.
Description
This position is centered on investment product distribution throughout Latin America and key international markets. The successful candidate will provide legal and regulatory guidance on the cross-border marketing and distribution of investment products across U.S. and Latin American jurisdictions, with a focus on regional offering requirements, securities regulations, and compliance obligations. The role requires deep knowledge of broker-dealer distribution frameworks in both U.S. and international markets, as well as experience advising on private fund regulations across Latin America. Spanish language skills are strongly preferred to support a growing client and partner network across the region. The position involves navigating complex regulatory environments and coordinating compliance strategies across multiple jurisdictions, including Brazil, Mexico, Chile, Argentina, and other significant Latin American markets.
Profile
- 5+ years of fund formation experience within the investment management space
- Strong knowledge of the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, and FINRA regulations
- Working knowledge of Latin American fund offering rules and regulatory frameworks private funds and other products
- Experience with offshore fund structures, Regulation D offerings, and international private placement requirements
- Member in good standing of NY or FL Bar, another state or jurisdiction
- Law firm or in-house experience at an asset management firm or broker dealer is a plus
- Strong interpersonal and leadership skills
- Willingness to learn new topics and work in an evolving business environment
- Organized and detail-oriented with big picture capability
Job Offer
- Role can sit in New York, NY or Miami, FL
- Competitive base salary
- Bonus
- Excellent benefits
- Hybrid role 4 days in office