Internal Audit- AML & Financial Crimes

We’re seeking an experienced Internal Auditor with strong U.S. financial services and AML/BSA compliance expertise. This role evaluates internal controls, risk management, and regulatory adherence across banking operations.

Hybrid in NYC, Dallas, Salt Lake City 

Key Expertise

• AML / BSA / FinCEN
• CDD / KYC / SAR
• Credit Risk & Wealth Management
• Operational Risk (ORM)
• Finance / Treasury
• SOX / ICFR

Responsibilities

• Perform audits focused on AML, regulatory compliance, and banking operations.
• Assess internal controls and risk processes per OCC, FRB, FDIC, and SOX requirements.
• Identify control gaps and recommend improvements.
• Review AML program components (CIP, CDD, SAR, CTR).
• Prepare audit documentation and reports.
• Track remediation and follow-up items.
• Stay current on regulatory changes and industry best practices.

Qualifications

• Bachelor’s or Master’s in Accounting, Finance, or related field.
• Preferred certifications: CPA, CIA, CISA.
• 3+ years audit experience in U.S. financial institutions.
• Strong knowledge of BSA/AML regulations.
• Excellent communication, analytical, and organizational skills.

Preferred Experience

• Auditing AML programs and transaction monitoring.
• ERM and governance frameworks.
• Automated controls and data integrity reviews.
• Supporting remediation and regulatory exam readiness.