Internal Audit Associate

Please find the details mentioned below.

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Position Title: Internal Audit Associate

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Location: Denver, CO : Hybrid : 4X a Week Zip Code : 80202

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Duration : Full Time

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Salary : $95K + 10% Bonus

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Work Authorization : USC and GC

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Job Description

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The Internal Audit Associate will assist with a range of internal review activities designed to assess business practices, risk exposure, and adherence to established requirements.

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Responsibilities include analyzing key procedures, reviewing supporting documentation, evaluating the effectiveness of existing safeguards, and highlighting potential areas of concern.

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The individual will use sound judgment, critical thinking, and attention to detail to develop practical observations that support stronger processes and effective risk oversight.

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Key Responsibilities

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• Assist in executing audits across the full lifecycle, including planning, fieldwork, testing, and reporting

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• Perform testing of internal controls to assess compliance with company policies, regulatory requirements, and frameworks such as the Model Audit Rule (MAR)

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• Analyze transactional data, client activity, and operational processes to identify anomalies, risks, or control gaps

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• Prepare clear and well-documented workpapers that support audit findings and conclusions

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• Identify control weaknesses, compliance risks, and process improvement opportunities, and help develop practical recommendations

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• Collaborate with business units to gather information, understand processes, and support a smooth audit process

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• Support ongoing monitoring of regulatory changes and emerging risks, particularly within financial services and insurance

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• Contribute to data-driven audit techniques and continuous improvement of audit methodologies

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Requirements, Skills & Experience

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• Bachelor’s degree in Finance, Accounting, Business, or related field required

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• 3+ years of experience in compliance, risk management, audit, or financial investigations

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• Experience in financial services, trading surveillance, AML, or regulatory compliance strongly preferred

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• Familiarity with investigating transactions, identifying suspicious activity, or reviewing regulatory reports is a plus

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• Professional certification (e.g., ACAMS, CPA, CIA) or progress toward certification is a plus

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• Strong analytical and critical thinking skills with attention to detail

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• Ability to communicate findings clearly in writing and verbally to stakeholders

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• Experience working with data, reporting tools, or process improvement initiatives is beneficial

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Please let me know if you are interested in this position