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Investment Advisor Associate:

Regal Executive Search

Torrance,, CA

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JOB DETAILS
SKILLS
Analysis Skills, Annuities, Financial Analysis, Financial Planning, Insurance, Investing Software, Investment Analysis, Investment Management, Investment Services, Portfolio Analysis, Prepare Correspondence, Problem Solving Skills, Registered Investment Advisor (RIA), Regulatory Compliance, Reporting Skills, Risk, Sales Management, Securities Investments, Spreadsheets, Tax Returns, Technical Support, Time Management, Trading/Stockbroking, Trend Analysis, Wealth Management
LOCATION
Torrance,, CA
POSTED
30+ days ago

Investment Advisor Associate:

 

 

We are looking for Registered Investment Advisor support that will provide wealth management and investment services for our diverse clients. You will assess financial goals, advise clients and make product recommendations that best suit risk profile and investment objective. The advisor may also assist with general office operations.

Responsibilities
  • You will meet with new clients and existing clients to handle and manage their investment accounts.
  • Review and analyze investment portfolios, variable, fixed and indexed annuities, and insurance policies, making suitable product recommendations for clients
  • Trading and re-balancing of client portfolios as needed
  • Create and and monitor investment portfolio models and update as needed
  • Communicate with clients, providing services in account management, technical support, and problem solving
  • Prepare reports and other materials for client and/or prospect meetings using the latest investment softwares
  • Implementation of securities trading
  • Acquire and demonstrate knowledge of and adherence to regulation of securities, investments and investment products, securities markets, and financial planning
  • Carry out and provide research and analysis in detailed, consistent, and timely fashion, consistently verifying accuracy and quality of work
  • Prepare correspondence, spreadsheets, and presentation materials for client meetings and communication
  • Prepare client meetings for lead advisors and anticipate needs in advance of meetings
  • Attend training and demonstrate knowledge and skills to identify current trends that enhance team members and the organization
  • Training and/or delegating tasks to other support positions
  • May also assist during tax season by preparing returns and/or perform special project as assigned


Desired Skills and Experience:

College degree in Business, Finance, or related field

5 years of experience in similar position

Job Types: Full-time, Part-time

 

 

Education:
  • Bachelor's (Preferred)

 

About the Company

R

Regal Executive Search

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