Loop Capital is a full-service investment bank, brokerage and advisory firm that provides creative capital solutions for corporate, governmental and institutional entities across the globe. Our reputation for integrity and service - coupled with our track record of success - has allowed us to serve an expanding number of clients from coast to coast. We continue to grow because clients continue to ask us to do more for them, and our uncompromising commitment to excellence means that clients get superior, focused service across our entire platform.
Position Summary:
The primary role of the Legal & Compliance Division is to protect the legal and business interests of Loop Capital and all of its affiliates and ensure that the Firm has internal controls that adequately measure and manage the risks it faces.
The Legal & Compliance Intern will work under the supervision of the General Counsel and the Chief Compliance Officer.
Essential Duties and Responsibilities:
Assist with updating testing, and enhancement of compliance policies, procedures, and internal controls
Conduct legal research and application of rules to Firm practices
Draft, review, and summarize memoranda and other internal legal communications
Prepare PowerPoint presentations and educational resources to present to business teams
Collaborate with colleagues on special projects involving regulatory developments, governance initiatives, and operational process improvements
Design and complete a capstone project focused on a legal, regulatory, or compliance-related topic, culminating in a presentation of recommendations and key findings to the firm
Qualifications:
Current enrollment as a law student at an accredited law school, with strong academic credentials
Position is for 1L students only
Has at least a B average at the end of 1L year and high grades in Legal Writing
Financial Services industry experience preferred
Strong analytical skills
Excellent verbal and written communication skills
Strong work ethic and organizational skills
Proficient in Microsoft Office Suite
Numbers & Facts
Location
Chicago, IL
Salary
$40–$45 Per Hour
Skills
Analysis Skillsunmatched
Brokerageunmatched
Communication Skillsunmatched
Financial Servicesunmatched
Investment Servicesunmatched
Legalunmatched
Legal Researchunmatched
Microsoft Officeunmatched
Microsoft PowerPointunmatched
Multiplatform/Cross-Platformunmatched
Operational Improvementunmatched
Operations Processesunmatched
Organizational Skillsunmatched
Presentation/Verbal Skillsunmatched
Process Improvementunmatched
Regulationsunmatched
Regulatory Complianceunmatched
Research Skillsunmatched
Risk Managementunmatched
Testingunmatched
Training/Teachingunmatched
Writing Skillsunmatched
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