Licensed Paraplanner

Ameriprise Financial Services, LLC

Limerick, PA

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JOB DETAILS

SKILLS

Business Ethics, Business Operations, Communication Skills, Contact Management, Customer Relationship Management (CRM), Customer Service Management, Customer Support/Service, Customer/Client Research, Data Analysis, Detail Oriented, Develop and Maintain Customers, Financial Planning, Health Insurance, Legal, Multitasking, Operations, People Management, Plan Meetings, Problem Solving Skills, Product Development, Project Tracking, Regulations, Regulatory Requirements, Resolve Customer Issues, Risk, Series 66, Series 7, Telephone Skills, Time Management, Training/Teaching

LOCATION

Limerick, PA

POSTED

30+ days ago

Benefits:

401(k)
401(k) matching
Bonus based on performance
Competitive salary
Paid time off
Training & development

Position title: Licensed Paraplanner

Position Description:

Step into an instrumental role. Help conduct the smooth operation of a fast-paced—and friendly—financial planning office. Work as an employee of an independent advisor franchisee with a financial advisory practice of Ameriprise Financial. Assist in daily business operations.

The paraplanner will primarily assist financial advisors in the financial planning workflow. This position will consistently follow high standards of business and professional ethics and legal and regulatory requirements when dealing with others and/or performing work activities.

This role provides client relationship support through managing, gathering and analyzing client data, helping prepare preliminary financial plans and other client deliverables, working with clients to resolve issues and other practice management tasks as needed. Responds to ad hoc requests, coordinates/tracks projects and/or manages business-as-usual projects such as organizing a client seminar.

Responsibilities and Time Allocation – Will change over time to meet the needs of the practice and can include other duties as assigned by the advisor.

Position Functions:

60% Financial Planning & Advice / Product Solutions

• Prepare preliminary financial planning recommendations and initial product solutions for advisor review and use in client meetings

• Prepare charts, graphs, tables and other visual aids to be used in implementation meetings with clients

• Develop portfolio/robust product solution recommendations that will fit the client’s risk tolerance and time frame as well as develop appropriate product deliverables

40% Client Care / Business Management

• Maintain client contact during the financial planning process. Answer questions and provide readily available information to clients, if requested and as allowable, as it relates to servicing their accounts

• Review and update client information as needed for client review meetings. Attend and participate in client meetings if necessary.

• Manage and resolve client service problems

• Perform other allowable duties as assigned by the financial advisor(s) Key Traits of a Successful Paraplanner

• Direct attention to detail and organization

• Effective communication with clients and other advisors/staff

• Effective and efficient time management

• Polite and clear phone manner

• Ability to multi-task

• Ability to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial

• Ability to support and provide guidance for compliance within the advisor’s practice

• Positive attitude and sincere willingness to constantly learn and grow

Education and Other Designations:

• College degree or higher

• 2+ years of similar experience

• Must have Series 7, Series 66 (or equivalent), and State life, accident and health insurance licenses

About the Company

Ameriprise Financial Services, LLC

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