MNPI & Information Barriers Compliance Specialist

iCapital

Salt Lake City, UT

JOB DETAILS
SALARY
$70,000–$85,000 Per Year
SKILLS
Documentation, Financial Services, Regulations, Regulatory Compliance
LOCATION
Salt Lake City, UT
POSTED
Today

A leading financial services firm is seeking a Control Room Associate to join its Regulatory and Compliance team. This role focuses on implementing and enforcing the firm's information-barrier and MNPI programs. Key responsibilities include enhancing policies, supporting investigations, and maintaining documentation for regulatory scrutiny. Candidates should have 2-5 years of relevant experience, preferably in a control room function. The salary range for this position is between $70,000 and $85,000, along with a comprehensive benefits package.#J-18808-Ljbffr

About the Company

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