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Portfolio Compliance Analyst

Daley and Associates

Boston, MA

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JOB DETAILS
SALARY
$30–$40 Per Hour
SKILLS
Accounting, Communication Skills, Derivatives, Detail Oriented, Establish Priorities, Finance, Financial Services, Fixed Income Investments, Interpersonal Skills, Investment Management, Investment Strategy, Maintain Compliance, Microsoft Excel, Microsoft Office, Portfolio Analysis, Presentation/Verbal Skills, Product Management, Regulatory Requirements, Time Management, Writing Skills
LOCATION
Boston, MA
POSTED
Today
Portfolio Compliance Analyst 

We are currently seeking candidates for a Portfolio Compliance Analyst opportunity with a top-tier Private Equity firm located in Boston, MA. The Portfolio Compliance Analyst will ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements. The ideal candidate will have 1-3+ years of related experience in financial services.

This is a 6+ month contract opportunity, paying between $30-$40/hour (depending on experience).

This role supports a hybrid work model, consisting of 4 onsite and 1 remote day/week.

Responsibilities:
  • Partner with portfolio services and investment teams and support daily activities and proceedings
  • Ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements
  • Review Investment Management Agreements, evaluate client guidelines, and maintain the guideline monitoring system (Sentinel)
  • Collaborate with investors and provide pre-trade support
  • Resolve post-trade incident exceptions generated from Sentinel
  • Maintain active and open communication with Compliance, Global Relationships, Product Management, and Portfolio Management
  • Develop and utilize a solid understanding of investment strategies relative to client guidelines and regulatory requirements
Qualifications:
  • Bachelor's degree in Finance, Accounting, or related field
  • 1-3+ years of experience working in an investment management firm or a financial services firm
  • Working knowledge of all investment types, including equity and fixed income products, and derivative instruments
  • Experience in monitoring investment guidelines, working in an investment compliance role, and understanding regulatory requirements for 40 Act and UCITs funds
  • Excellent communication (written and verbal) and interpersonal skills
  • Strong technical skills, including proficiency with Microsoft Office Suite (especially Excel)
  • Experience utilizing a compliance monitoring system (preferably Sentinel)
  • Strong attention to detail and demonstrated intellectual curiosity
  • Great organization, time management, and prioritization skills
  • Self-motivated and deadline-driven

For immediate consideration, interested and qualified candidates should send their resumes to Morgan at marakelian@daleyaa.com. 


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About the Company

D

Daley and Associates

Daley And Associates, LLC (“DAA”) is a boutique search, executive, and contract staffing firm located in Boston, MA. We specialize in the placement of Accounting, Finance, Information Technology, Legal, Administrative, and Life Sciences professionals at all levels. The firm was founded in 2005 by distinguished executives with over 30+ years of staffing agency experience with the mission to create a different kind of recruiting firm, one that provides a very hands-on, consultative approach to the clients they serve.


Daley And Associates works with some of the most prominent businesses in the greater Boston area. Our clients range from promising start-ups to Fortune 100 companies.

COMPANY SIZE
20 to 49 employees
INDUSTRY
Staffing/Employment Agencies
FOUNDED
2005
WEBSITE
http://daleyaa.com/

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