Regulatory Controls Analyst

Ageatia Global Solutions

Chicago, IL

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JOB DETAILS

SKILLS

Accounting, Analysis Skills, Business Operations, Business Processes, Committee of Sponsoring Organizations of the Treadway Commission (COSO), Communication Skills, Control Objectives for Information and related Technology (COBIT), Cross-Functional, Design Document, Detail Oriented, Document Management, External Audit, Finance, ISO (International Organization for Standardization), Industry Standards, Internal Audit, Interpret Regulations, Legal, Maintain Compliance, Metrics, Monitor Regulations, Performance Analysis, Problem Solving Skills, Process Flow, Process Improvement, Regulations, Regulatory Compliance, Regulatory Reports, Regulatory Requirements, Reporting Dashboards, Requirements Management, Risk, Risk Analysis, Risk Management, Sarbanes-Oxley Act (SOX), Testing

LOCATION

Chicago, IL

POSTED

1 day ago

Position: Regulatory Controls Analyst
Location: Chicago, IL-60601
Duration: 12 months

Job Description

The Regulatory Controls Analyst supports the design, implementation, and ongoing monitoring of regulatory and internal controls to ensure compliance with applicable laws, regulations, and industry standards. This role partners closely with compliance, risk, legal, audit, and business teams to identify control gaps, mitigate risk, and strengthen governance frameworks.
Key Responsibilities
Analyze regulatory requirements and translate them into effective business and operational controls
Design, document, and maintain control frameworks, policies, procedures, and process flows
Perform control testing, monitoring, and effectiveness assessments (e.g., SOX, internal controls, regulatory controls)
Identify control gaps, weaknesses, and remediation actions; track issues through resolution
Support internal and external audits, regulatory exams, and compliance reviews
Prepare and maintain control documentation, risk assessments, and evidence for regulatory reporting
Monitor regulatory changes and assess impact to existing controls and processes
Partner with business stakeholders to implement control enhancements and process improvements
Develop metrics, dashboards, and reports to track control performance and compliance status
Assist with governance initiatives, including risk assessments and compliance programs

Required Qualifications

Bachelor's degree in Business, Finance, Accounting, Risk Management, or a related field
3-7+ years of experience in regulatory compliance, risk management, internal controls, or audit
Strong understanding of regulatory frameworks and control environments
Experience with control testing, issue management, and remediation tracking
Strong analytical, documentation, and problem-solving skills
Ability to interpret regulations and apply them pragmatically to business processes
Excellent communication skills with the ability to work cross-functionally
Preferred Qualifications
Experience with SOX, COSO, COBIT, ISO, or similar frameworks

Key Competencies

Regulatory interpretation & controls design
Risk assessment & mitigation
Audit and compliance support
Process improvement
Stakeholder collaboration
Attention to detail with a strong control mindset

About the Company

Ageatia Global Solutions

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