Accounting, Brokerage, Certified Public Accountant (CPA), Finance, Financial Audit, Financial Reporting, Financial Services, Generally Accepted Accounting Principles (GAAP), Public Accounting, Regulations, Regulatory Reports, Regulatory Requirements, Securities and Exchange Commission (SEC)
Top-Tier Broker-Dealer in NYC is seeking a Senior Accountant for a full-time role!
Role:
- Support the monthly, quarterly, and annual financial reporting functions for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S. GAAP and other regulatory reporting requirements.
Requirements:
- Bachelor's degree in accounting or finance.
- Client Series 27 License
- Public Accounting/Audit Background
- CPA License
- Knowledge of SEC rules and regulations, primarily SEA Rule 15c3-1 and SEA Rule 15c3-3.
- Knowledge of U.S. GAAP.
- Minimum of 6+ years accounting experience
- Previous experience in accounting function at a broker dealer, clearing firm, or financial services industry a plus
- Experience as a broker-dealer FINOP professional
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Social Capital Resources LLC