Senior Associate - International Settlements

Broadridge

  • Scotland, PA
  • 30+ days ago
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    Skills

    • Artificial Intelligence (AI)unmatched
    • Automationunmatched
    • Brokerageunmatched
    • Capital Marketsunmatched
    • Economicsunmatched
    • Financeunmatched
    • Maintain Complianceunmatched
    • Microsoft Excelunmatched
    • Microsoft Officeunmatched
    • Operational Supportunmatched
    • Operations Processesunmatched
    • People Managementunmatched
    • Problem Solving Skillsunmatched
    • Reconciliationunmatched
    • Regulatory Complianceunmatched
    • Regulatory Requirementsunmatched
    • Scalable System Developmentunmatched
    • Securitiesunmatched
    • T-1 / DS1unmatched
    • Team Playerunmatched
    • Time Managementunmatched

    Description

    At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you're passionate about developing your career, while helping others along the way, come join the Broadridge team.

    We are seeking a motivated associate to join the EMEA Capital Markets Operations team, supporting international settlements across multiple markets.

    As a Senior Associate within the International Settlements team, you will play a key role in supporting the end-to-end settlement of securities transactions across EMEA markets. You will be responsible for managing more complex breaks ensuring robust controls and contributing to the development of processes within a newly established function.

    This role offers the opportunity to work closely with global stakeholders, enhance your product and market knowledge, and actively contribute to building a scalable and efficient settlements platform.

    Key Responsibilities

    • Manage the settlement lifecycle of securities transactions across EMEA markets, ensuring timely and accurate processing
    • Investigate and resolve complex settlement breaks, including unmatched trades, fails, and cash/stock discrepancies
    • Monitor settlement exposures and escalate risks appropriately
    • Liaise with brokers, custodians, clients, and internal stakeholders to facilitate issue resolution
    • Perform and review reconciliations across systems and accounts
    • Ensure adherence to market deadlines, regulatory requirements, and internal control frameworks
    • Support the development and enhancement of processes, controls, and operating procedures
    • Contribute to automation and efficiency initiatives within the settlements function
    • Provide guidance and support to junior team members where required

    Qualifications

    • Bachelor's degree in finance, Economics, Business, or a related discipline
    • 3-5 years of experience in capital markets operations, preferably in settlements or trade support
    • Solid understanding of the trade lifecycle and settlement processes across multiple asset classes
    • Familiarity with EMEA market practices and settlement cycles (e.g., T+2)
    • Experience with industry platforms such as Euroclear, Clearstream, CREST, or similar is preferred
    • Proficiency in Microsoft Excel and other MS Office tools.

    #LI-DS1

    #LI-Hybrid

    We are dedicated to fostering a collaborative, engaging, and inclusive environment and are committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company-and ultimately a community-that recognizes and celebrates everyone's unique perspective.

    Use of AI in Hiring

    As part of the recruiting process, Broadridge may use technology, including artificial intelligence (AI)-based tools, to help review and evaluate applications. These tools are used only to support our recruiters and hiring managers, and all employment decisions include human review to ensure fairness, accuracy, and compliance with applicable laws. Please note that honesty and transparency are critical to our hiring process. Any attempt to falsify, misrepresent, or disguise information in an application, resume, assessment, or interview will result in disqualification from consideration.

    Numbers & Facts

    LocationScotland, PA

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