Senior Consumer Compliance & BSA/AML Audit
Compensation: Competitive, commensurate with experience
Employment Type: Full-time, direct hire
Role Overview
This senior-level audit professional is responsible for executing and supporting risk-based audits across financial crimes compliance and regulatory programs. The role focuses on evaluating internal controls, identifying regulatory risk, and supporting a robust internal audit framework aligned with the size and complexity of a multi-entity financial services organization.
The position partners closely with internal audit leadership, business stakeholders, and external audit resources to ensure compliance programs remain effective, defensible, and regulator-ready.
Key Responsibilities
* Plan and execute risk-based internal audits related to BSA, AML, OFAC, and regulatory compliance
* Assess the design and operating effectiveness of internal controls supporting financial crimes programs
* Perform audit testing across areas such as sanctions screening, suspicious activity reporting, customer due diligence, enhanced due diligence, transaction monitoring, CTR processes, and information sharing requirements
* Support audits of consumer and regulatory compliance areas, including payment regulations, consumer protection, fair lending, and military protections
* Prepare clear, well-supported audit documentation and workpapers in accordance with internal audit standards
* Identify control gaps, process weaknesses, and compliance risks, and develop practical, risk-based recommendations
* Draft audit reports that clearly communicate issues, root causes, risk impact, and remediation expectations
* Review and validate management corrective action plans and monitor remediation progress
* Coordinate with external or co-sourced audit partners, including planning, scheduling, and information requests
* Collaborate effectively with audit team members and business partners across the organization
* Maintain awareness of regulatory developments, emerging risks, and industry best practices
* Adhere to professional auditing standards and internal policies
* Support additional audit initiatives and special projects as assigned
Required Qualifications
* Bachelor's degree in business, accounting, finance, or a related field
* Four to five years of progressive experience in internal audit, regulatory compliance, or public accounting within a regulated financial institution
* Strong working knowledge of financial crimes regulations and compliance frameworks
* Understanding of internal audit standards and risk-based audit methodologies
* Experience evaluating compliance programs and internal control environments
* Proficiency with Microsoft Office tools including Excel, Word, PowerPoint, and related productivity platforms
Preferred Credentials
* Professional certifications such as CIA, CAMS, CRCM, or similar, or a demonstrated plan to obtain certification
* Experience working with multi-entity or complex financial services environments
* Prior exposure to co-sourced or externally supported audit engagements
Core Competencies
* Strong analytical and critical thinking skills
* High attention to detail and documentation accuracy
* Clear, concise written and verbal communication
* Ability to manage multiple priorities and meet deadlines
* Professional judgment and objectivity
* Proven ability to safeguard confidential and sensitive information
Why This Role
This position offers the opportunity to play a key role in strengthening financial crimes and regulatory compliance oversight within a growing and complex organization. The role provides visibility, professional growth, and the ability to influence audit quality, regulatory readiness, and risk management practices.
Throughout the past 35+ years, MMC, one of the most trusted names in workforce management services, has successfully delivered strategic solutions to large and small businesses in numerous industries.
We have built our reputation on partnering with our clients and candidates to achieve the desired results. Our recruiting professionals have extensive experience matching the right candidate, to the right client, for the right position. We provide the best opportunities to the most talented candidates in a multitude of industries.
MMC is a privately owned business with corporate headquarters in Irving, Texas. With 2,000+ employees, working in 40+ states, MMC is able to support all United States locations, and some international locations.
We appreciate your interest in reviewing this particular position and we encourage you to visit our website where you can always search and apply for opportunities at www.mmcgrp.com
Benefits with MMC Group
MMC offers health insurance plans for our active candidates on assignment, including:
Join MMC and enjoy the support of a team that values your well-being, both on and off the job!
MMC strives to ensure all job postings confirm details of the position, the rate of pay, and acknowledge that medical benefits are offered.
Get started on your career journey today! Apply to become a part of the MMC Team!
We are an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status or any other characteristic protected by law. In compliance with federal law, all persons hired will be required to verify identity and eligibility to work in the United States and to complete the required employment eligibility verification document form upon hire.