Senior Compliance Auditor (SG Americas Operational Services, LLC, New York, NY)
Lead end-to-end audit missions—including complex, global, and multi-disciplinary assignments—with full ownership of the audit process from planning to reporting. Contribute to Global Projects that positively impact the audit program. Prepare high-quality, impactful audit reports and executive summaries that clearly communicate significant findings and actionable recommendations to senior management. Actively participate in ongoing risk-based monitoring and assessments; stay informed of internal and external developments and assess their impact on audited entities. Contribute to the annual audit risk assessment process by providing professional judgment and insight on business and operational risks. Provide coaching, mentorship, and constructive feedback to junior audit staff, global and specialized peers, fostering continuous professional growth and audit quality. Drive and support department-wide transformation initiatives; contribute to strategic improvements in audit methodology, tools, and processes. Engage with senior management and examiners on Audit related matters. Perform duties and assignments to assist the Head of Corporate Functions and Compliance Audit. Requires 5% international travel for client meetings, training, and conferences. Partial telecommuting permitted; on-site at 245 Park Ave., New York, NY 10167 when not telecommuting. Salary: $190,000 - $221,300 per year.
MINIMUM REQUIREMENTS: Bachelor’s degree or U.S. equivalent in Accounting, Finance, Economics or related field, plus 7 years of professional experience as an Auditor, Accountant or any occupation, job title, position performing internal audit and risk management for financial services.
Must also have experience in the following: 7 years of professional experience working in a banking environment; 7 years of professional experience identifying key risks, controls, and audit testing strategies; 7 years of professional experience managing and executing complete audit cycles; 5 years of professional experience adhering to applicable Banking Regulations including Canada, US, or Brazil; and 4 years of professional experience adhering to BSA/AML and OFAC sanctions requirements, processes, and control frameworks.
CONTACT: Please email resume to:
us-humn-recruitment@sgcib.com
. Must specify Ad Code ABDM in the subject line.