Advertising, Banking Regulations, Maintain Compliance, Marketing, Materials Analysis, Regulations
Responsibilities include but are not limited to:
- Develop and maintain current knowledge of bank regulations.
- Prepare and lead monitoring programs and may instruct junior officers or other staff conducting monitoring.
- Review and analyze advertising materials. Perform research to determine what regulations are impacted and decide if the materials are in compliance. Provide approval on advertising materials to marketing.
- Research regulations to respond to questions from other departments of the bank.
- Facilitate the completion of compliance related projects.
- Assist in managing Regulatory Compliance Examinations.