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Senior Compliance Officer – Private Credit | Boston, MA | Hybrid

Daley and Associates
  • Boston, MA
  • $180,000–$200,000 Per Year
6 days ago

Job Description

Senior Compliance Officer – Private Credit | Boston, MA | Hybrid

Our client, a leading global private investment firm with $200B+ in assets under management, is seeking a Senior Compliance Officer to serve as the primary compliance officer for its growing Private Credit platform.

This is a high-visibility opportunity for a seasoned compliance professional to take ownership of the compliance program supporting BDCs, private funds, separately managed accounts, and CLOs focused on direct lending and private credit strategies.

The Opportunity
  • Serve as the primary compliance officer for the Private Credit business, reporting directly to the Chief Compliance Officer
  • Own the design, implementation, testing, and ongoing oversight of the Investment Company Act Rule 38a-1 compliance program and applicable Advisers Act 206(4)-7 requirements
  • Conduct pre-transaction compliance reviews for private credit investments, including co-investment and affiliated transaction requirements
  • Prepare and present quarterly and annual compliance materials to BDC Boards and independent directors
  • Partner directly with portfolio managers, deal teams, legal, finance, and operations throughout the investment lifecycle
  • Lead regulatory examination readiness, annual compliance reviews, and ongoing program testing
  • Develop and enhance compliance policies, procedures, controls, and monitoring processes as the platform continues to scale
  • Provide oversight of third-party service providers, outside counsel, and junior compliance professionals
  • Play a key role in strengthening and scaling the broader Private Credit compliance infrastructure

What We're Looking For
  • 8–12+ years of compliance experience within an investment adviser, registered fund complex, private fund manager, asset management law firm, or the SEC
  • Demonstrated experience with Investment Company Act Rule 38a-1 compliance programs; BDC experience strongly preferred
  • Strong knowledge of the Investment Company Act of 1940, including Sections 17/57, co-investment, affiliated transactions, and fund governance
  • Direct experience with private credit, direct lending, private debt, or related investment strategies
  • Experience preparing and presenting compliance materials to registered fund boards and independent directors
  • Strong ability to partner with investment professionals and provide practical, solutions-oriented compliance guidance
  • Experience working across investment, finance, operations, and legal functions
  • Demonstrated ability to operate independently, identify risks and gaps, and drive initiatives through completion
  • Strong communication, organizational, and relationship-building skills

Location: Boston, MA
Schedule: Hybrid
Compensation: Competitive base salary ($180,000-200,000) + bonus

This is an excellent opportunity for someone who wants meaningful ownership of a sophisticated private credit compliance program while working closely with investment professionals and senior leadership.

Interested? Please reach out directly to karcher@daleyaa.com or apply confidentially to learn more.

Numbers & Facts

LocationBoston, MA
IndustryStaffing/Employment Agencies
Salary$180,000–$200,000 Per Year
Company Size20 to 49 employees
Year Founded2005
Websitehttp://daleyaa.com/

About Company

Daley And Associates, LLC (“DAA”) is a boutique search, executive, and contract staffing firm located in Boston, MA. We specialize in the placement of Accounting, Finance, Information Technology, Legal, Administrative, and Life Sciences professionals at all levels. The firm was founded in 2005 by distinguished executives with over 30+ years of staffing agency experience with the mission to create a different kind of recruiting firm, one that provides a very hands-on, consultative approach to the clients they serve.


Daley And Associates works with some of the most prominent businesses in the greater Boston area. Our clients range from promising start-ups to Fortune 100 companies.

Skills

  • Asset Managementunmatched
  • Autoscalingunmatched
  • Communication Skillsunmatched
  • Credit Analysisunmatched
  • Direct Lendingunmatched
  • Financial Operationsunmatched
  • Fund Managementunmatched
  • Investment Managementunmatched
  • Investment Strategyunmatched
  • Legalunmatched
  • Organizational Skillsunmatched
  • Private Fundingunmatched
  • Registered Investment Advisor (RIA)unmatched
  • Regulationsunmatched
  • Risk Analysisunmatched
  • Securities and Exchange Commission (SEC)unmatched
  • Testingunmatched

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