Our client, a leading global private investment firm with $200B+ in assets under management, is seeking a Senior Compliance Officer to serve as the primary compliance officer for its growing Private Credit platform.
This is a high-visibility opportunity for a seasoned compliance professional to take ownership of the compliance program supporting BDCs, private funds, separately managed accounts, and CLOs focused on direct lending and private credit strategies.
The Opportunity
Serve as the primary compliance officer for the Private Credit business, reporting directly to the Chief Compliance Officer
Own the design, implementation, testing, and ongoing oversight of the Investment Company Act Rule 38a-1 compliance program and applicable Advisers Act 206(4)-7 requirements
Conduct pre-transaction compliance reviews for private credit investments, including co-investment and affiliated transaction requirements
Prepare and present quarterly and annual compliance materials to BDC Boards and independent directors
Partner directly with portfolio managers, deal teams, legal, finance, and operations throughout the investment lifecycle
Lead regulatory examination readiness, annual compliance reviews, and ongoing program testing
Develop and enhance compliance policies, procedures, controls, and monitoring processes as the platform continues to scale
Provide oversight of third-party service providers, outside counsel, and junior compliance professionals
Play a key role in strengthening and scaling the broader Private Credit compliance infrastructure
What We're Looking For
8–12+ years of compliance experience within an investment adviser, registered fund complex, private fund manager, asset management law firm, or the SEC
Demonstrated experience with Investment Company Act Rule 38a-1 compliance programs; BDC experience strongly preferred
Strong knowledge of the Investment Company Act of 1940, including Sections 17/57, co-investment, affiliated transactions, and fund governance
Direct experience with private credit, direct lending, private debt, or related investment strategies
Experience preparing and presenting compliance materials to registered fund boards and independent directors
Strong ability to partner with investment professionals and provide practical, solutions-oriented compliance guidance
Experience working across investment, finance, operations, and legal functions
Demonstrated ability to operate independently, identify risks and gaps, and drive initiatives through completion
Strong communication, organizational, and relationship-building skills
Location: Boston, MA Schedule: Hybrid Compensation: Competitive base salary ($180,000-200,000) + bonus
This is an excellent opportunity for someone who wants meaningful ownership of a sophisticated private credit compliance program while working closely with investment professionals and senior leadership.
Interested? Please reach out directly to karcher@daleyaa.com or apply confidentially to learn more.
Numbers & Facts
Location
Boston, MA
Industry
Staffing/Employment Agencies
Salary
$180,000–$200,000 Per Year
Company Size
20 to 49 employees
Year Founded
2005
Website
http://daleyaa.com/
About Company
Daley And Associates, LLC (“DAA”) is a boutique search, executive, and contract staffing firm located in Boston, MA. We specialize in the placement of Accounting, Finance, Information Technology, Legal, Administrative, and Life Sciences professionals at all levels. The firm was founded in 2005 by distinguished executives with over 30+ years of staffing agency experience with the mission to create a different kind of recruiting firm, one that provides a very hands-on, consultative approach to the clients they serve.
Daley And Associates works with some of the most prominent businesses in the greater Boston area. Our clients range from promising start-ups to Fortune 100 companies.
Skills
Asset Managementunmatched
Autoscalingunmatched
Communication Skillsunmatched
Credit Analysisunmatched
Direct Lendingunmatched
Financial Operationsunmatched
Fund Managementunmatched
Investment Managementunmatched
Investment Strategyunmatched
Legalunmatched
Organizational Skillsunmatched
Private Fundingunmatched
Registered Investment Advisor (RIA)unmatched
Regulationsunmatched
Risk Analysisunmatched
Securities and Exchange Commission (SEC)unmatched
Testingunmatched
🎯
Be found by employers
5,500+ employers search our resume database daily. Add yours to get found by recruiters looking for candidates like you.
Level up your application
Professional resume templates
Browse dozens of recruiter approved resume templates, layouts and formats. Choose your favorite and make it your own in minutes.