Senior Enterprise Risk Analyst

Commonwealth Equity Services, Inc.

San Diego, CA

JOB DETAILS
LOCATION
San Diego, CA
POSTED
30+ days ago

Overview

Are you an exceptionally detail-oriented, highly organized problem solver with at least 2–3 years’ experience in the enterprise risk management, controls, or business insurance industries? If so, you might be the right fit for our Enterprise Risk Management department, which is seeking a senior analyst to add to its 14-person team.

 

Reporting to the manager of enterprise risk, this position will offer the opportunity to assist with all aspects of risk management. Your days will have you utilizing your understanding of current mitigations in place, reviewing risk assessments, managing claim documentation, assisting with policy renewal processes (as well as risk reporting and analysis), and working with Commonwealth’s advisors on specific requests.

 

Key Responsibilities

  • Assisting with insurance policy renewals throughout the year
  • Uploading and updating documentation
  • Maintaining all control and process documentation
  • Administering the governance and compliance tool
  • Reporting on topics such as key risk Indicators, key performance indicators, and treatment plans for high-rated risks
  • Participating in risk governance meetings
  • Conducting risk assessment reviews
  • Following up and monitoring completion of risk case work
  • Completing mailings for any new or expiring insurance coverage
  • Leading or assisting with risk management cycle tasks and projects

Core Strengths

  • Ability to multitask
  • Detail oriented and organized
  • Strong communication skills
  • Excellent problem-solving abilities

 

Additional Skills and Knowledge

  • 1–3 years of experience related to enterprise risk management, controls, and business insurance (e.g., commercial, workers’ compensation, or insurance claims)

 

Have we piqued your curiosity? Can you see yourself thriving in this opportunity? Let’s introduce ourselves.

 

About Commonwealth—and Our Anything but Common® Culture

 

Commonwealth Financial Network® is the largest privately held Registered Investment Adviser–independent broker/dealer in the U.S., with offices in Waltham, Massachusetts, and San Diego, California. Since 1979, we’ve been delivering indispensable service to independent financial professionals so they, in turn, can put their clients first. Our technology, research, resources, and support—plus a variety of affiliation models—deliver what today’s independent advisors need to thrive.

 

That being said, we are a financial services company with a unique mission—one that encompasses purpose, vision, and core values in equal measure. Staying true to these guiding principles is the reason we are recognized so often and by so many for the quality of life we enjoy here. We believe it directly translates to a better experience for everyone: employees, advisors, clients, and our communities.

 

Creating a supportive culture where everyone can thrive is a mission we take seriously. From professional development to comprehensive benefits, grassroots leadership opportunities, generous bonus and stock option incentive plans, opportunities to unwind and connect, and so much more, Commonwealth is not just a great place to work—it’s a place that, for many, feels like home.

 

We care about your online safety as a prospective employee and encourage you to exercise caution when responding to job postings online. Commonwealth Financial Network® will never ask potential hiring candidates to pay or transfer funds as a precondition of interviews or employment, nor will we authorize recruiters or agents to do so on our behalf.

 

Commonwealth Financial Network® is an equal opportunity employer that is committed to a diverse workforce.

About the Company

C

Commonwealth Equity Services, Inc.