Job Description
Remote Position - must reside in Florida, Texas, Illinois, New York, New Jersey, Minnesota, Missouri, Nebraska, North Carolina, South Carolina, Tennessee or Virginia Who we are: TradeStation is the home of those born to trade. As an online brokerage firm and trading ecosystem, we are focused on delivering the ultimate trading experience for active traders and institutions. We continuously push the boundaries of what's possible, encourage out-of-the-box thinking, and relentlessly search for like-minded innovators. At TradeStation, we are building an AI-First culture. We expect team members to embrace AI as a core part of their daily workflow, whether that’s using AI to accelerate development, enhance decision-making, improve client outcomes, or streamline internal processes. We hire, grow, and promote people who can harness AI responsibly and creatively. We treat AI as a partner in problem-solving, not just a tool; following our governance standards to ensure AI is used ethically, securely, and transparently. If you join us, you’re joining a culture where AI is how we work. Are you ready to make yourself at home? What we are looking for: We are looking for a Senior AML Investigator who will be responsible for conducting complex, multi -layered investigations into suspicious activity, to include suspected money laundering, structuring, layering, terrorist financing, fraud, and other financial crimes. Responsible for identifying and investigating suspicious activity in accordance with the policies and procedures of the firm’s Anti-Money Laundering program, and in compliance with the USA PATRIOT Act, 31 CFR Part 1023, and FINRA 3310. Evaluate and analyze information uncovered during an investigation and make appropriate recommendations regarding Suspicious Activity Reports (SAR). Additionally, preparation of clear and concise reports detailing unusual activity detected, exercise mature decision making regarding the products and types of transactions and escalate abnormalities as required by policy. What You’ll Be Doing:
The Skills You Bring:
Minimum Qualifications:
Desired Qualifications:
What We Offer:
TradeStation provides equal employment opportunities to current and prospective employees, without regard to race, color, religion, sex, national origin, ancestry, sexual orientation, age, pregnancy, disability, handicap, citizenship, veteran or marital status, or any other legally recognized status entitled to protection under federal, state, or local anti-discrimination laws. #LI-Remote |
Numbers & Facts
| Location | (Remote) |
| Industry | Financial Services |
| Salary | $100,000–$110,000 Per Year |
| Company Size | 100 to 499 employees |
| Year Founded | 1982 |
| Website | http://www.tradestation.com/ |
About Company
TradeStation Group, Inc., through its principal operating subsidiaries, TradeStation Securities, Inc. and IBFX, Inc. offers the TradeStation analysis and trading platform to the active trader and certain institutional trader markets. The TradeStation platform offers electronic order execution and enables clients to design, test, optimize, monitor and automate their own custom equities, options, futures and forex trading strategies. TradeStation acquired IBFX Holdings, LLC in November 2011, expanding TradeStation's forex business in the U.S. and globally. TradeStation is a wholly owned subsidiary of Monex Group, Inc., one of the largest online financial services providers in Japan.
TradeStation Securities, Inc. (Member NYSE, FINRA, SIPC, NSCC, DTC, OCC & NFA) is a licensed securities broker-dealer and a registered futures commission merchant, and also a member of the Boston Options Exchange, Chicago Board Options Exchange, Chicago Stock Exchange, International Securities Exchange and NASDAQ OMX. Its TradeStation Prime Services division, based in New York, seeks to provide prime brokerage services, including securities lending, to small and mid-sized hedge funds and other firms. IBFX, Inc. (Member NFA), a Retail Foreign Exchange Dealer (RFED), and IBFX Australia Pty. Ltd., authorized and regulated by the Australian Securities and Investment Commission, provide the company's forex brokerage offering. The company's technology subsidiary, TradeStation Technologies, Inc., develops and offers strategy trading software tools and sub ion services. TradeStation Europe Limited is an FSA-authorized brokerage firm that introduces UK and other European accounts to TradeStation Securities, Inc. and IBFX, Inc.
Monex Group, Inc. (Tokyo Stock Exchange 1st section: 8698; Chairman and CEO: Oki Matsumoto) provides online investment and trading services for retail and institutional customers around the world through its subsidiaries, including Monex in Japan, TradeStation in the U.S. and Europe, Monex Boom in Hong Kong and IBFX for forex business. Monex Group is pursuing its "Global Vision" strategy to establish a truly global online financial institution that creates positive synergies for all stakeholders.
Its main subsidiary, Monex Inc., one of the largest online securities brokerages in Japan, provides advanced and unique financial services to its nearly 1 million individual investors. Monex Group's services also cover M&A advisory, debt and equity underwriting, asset management focusing on alternative investments, investment education and other investment banking functions in Japan.
Skills
- Analysis Skillsunmatched
- Artificial Intelligence (AI)unmatched
- Brokerageunmatched
- Business Lawunmatched
- Certified Financial Examiner (CFE)unmatched
- Code of Federal Regulationsunmatched
- Data Setsunmatched
- Documentationunmatched
- Ecosystemsunmatched
- Employee Benefitsunmatched
- Equal Employment Opportunity (EEO)unmatched
- Establish Prioritiesunmatched
- Financial Fraudunmatched
- Financial Servicesunmatched
- Fraud Investigationunmatched
- Law Enforcementunmatched
- Maintain Complianceunmatched
- Microsoft Officeunmatched
- Money Launderingunmatched
- Needs Assessmentunmatched
- Problem Solving Skillsunmatched
- Process Developmentunmatched
- Quality Controlunmatched
- Quality Metricsunmatched
- Regulationsunmatched
- Regulatory Reportsunmatched
- Regulatory Requirementsunmatched
- Regulatory Submissionsunmatched
- Research Skillsunmatched
- Riskunmatched
- Securitiesunmatched
- Securities and Exchange Commission (SEC)unmatched
- Software Designunmatched
- Surveillanceunmatched
- Team Playerunmatched
- Time Managementunmatched
- Transaction Processing/Managementunmatched
- USA PATRIOT Actunmatched
- Writing Skillsunmatched
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