Sr. Manager, CFTC/NFA Reporting & Internal Controls

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Sr. Manager, CFTC/NFA Reporting & Internal Controls

Fanatics Betting and Gaming (FBG) is seeking a Sr. Manager, CFTC/NFA Reporting & Internal Controls to join our Accounting and Finance team to support our regulated financial market operations. Reporting to the Director, Controls and Regulatory Reporting, this individual will lead the design, implementation, and ongoing enhancement of the internal control framework and regulatory financial reporting processes across Fanatics’ regulated entities.

The ideal candidate has experience operating in a regulated financial services environment and can effectively support senior leadership in navigating regulatory expectations, financial reporting risk, and control design. Strong communication skills are required to facilitate effective coordination between business functions and Accounting and Finance.

Responsibilities: 

• Lead the development and implementation of risk assessments, control inventories, and documentation aligned to CFTC regulations, NFA rules, and SOX standards.
• Design and enhance controls over regulatory financial reporting, including capital computations, customer funds protection, segregation requirements, and regulatory filings.
• Partner with Data and Engineering teams to document end-to-end transaction lifecycle processes and embed controls over trading activity, settlement, custody, and reporting systems.
• Perform gap assessments of regulatory and ICFR controls, including capital adequacy, customer protection safeguards, and reporting governance.
• Maintain and enhance SOX documentation (RCMs, process narratives, testing support) and monitor compliance through structured walkthroughs and reviews.
• Coordinate with internal and external audit to support SOX testing, regulatory examinations, and CFTC/NFA inquiries.
• Collaborate with Compliance and Legal to ensure regulatory reporting obligations and exchange rule requirements are appropriately embedded within operational workflows.
• Identify and implement scalable control enhancements, including automation of regulatory reporting and monitoring activities.

Minimum Qualifications:

• BA/BS in Accounting, Finance, Information Systems,, or related field.
• 6–8+ years of experience in risk, finance, accounting, or regulatory reporting roles within a regulated financial services environment.
• Experience with CFTC/NFA regulatory requirements, net capital computations, customer funds segregation, or similar financial regulatory frameworks.
• Strong written communication skills, with ability to effectively communicate at all levels.
• Excellent project management skills with the ability to organize and manage multiple priorities.
• Ability to analyze and interpret technical regulations, financial reports, and legal documents. 

Preferred Qualifications:

• Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), or similar credential.
• Experience supporting CFTC or NFA examinations.
• Experience building or enhancing ICFR frameworks in regulated financial market entities 
• Familiarity with data pipeline tools, event-driven architectures, or financial data platforms common in exchange or fintech environments.

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